7 часов назад
Compliance Controls & Monitoring
120 000 - 150 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Controls & Monitoring (Fintech): Maintaining compliance control frameworks, risk registers, and risk-based monitoring across banking and fintech products with an accent on GRC, regulatory change, product compliance, and data-driven oversight. Focus on identifying control gaps, improving monitoring through automation and AI-enabled solutions, and delivering clear risk reporting to leadership and governance committees.
Location: United States (Remote)
Salary: $120K–$150K per year
Company
is a consumer fintech platform offering banking, high-yield savings, credit cards, point-of-sale lending, investing, crypto, and embedded financial services.
What you will do
- Build trusted relationships with Product, Operations, Engineering, Legal, Risk, Compliance, and other business partners to influence compliance outcomes.
- Maintain and enhance the compliance control framework, including control inventories, risk-to-control mapping, ownership, documentation, and GRC relationships.
- Support compliance risk assessments by maintaining risk registers, facilitating periodic assessments, calibrating risk ratings, and mapping risks to controls and monitoring activities.
- Develop and execute risk-based monitoring, including exception reporting, threshold monitoring, trend analysis, and data quality reviews.
- Assess the compliance impact of regulatory, operational, system, and third-party changes and support product compliance before and after launch.
- Prepare leadership and governance reporting, provide second-line challenge, and recommend improvements to controls, remediation, root-cause analysis, and monitoring processes.
Requirements
- 5–10 years of progressively responsible experience in Compliance, Risk Management, Controls, Compliance Monitoring, or a related second-line function within banking, fintech, or regulated financial services.
- Experience with GRC platforms, risk registers, inherent and residual risk assessments, control documentation, and risk assessment methodologies.
- Experience assessing control impacts across regulatory change management, operational or project change management, and third-party or vendor risk.
- Experience using data analytics, automation, or AI-enabled tools to improve compliance monitoring, reporting, or operational efficiency.
- Strong critical thinking, risk-based judgment, analytical and organizational skills, attention to detail, and the ability to manage competing priorities.
- English proficiency required, with excellent written and verbal communication skills and experience producing audit-ready documentation and reporting for management and risk committees.
Nice to have
- CRCM, CIA, or equivalent certification.
Culture & Benefits
- Competitive base salary, stock options, and health benefits from Day 1.
- 401(k) plan with company match.
- Remote-friendly work in the US and flexible time off.
- Opportunities for growth within a high-growth, mission-driven, and inclusive environment.
Hiring process
- Initial interview with a Talent Partner.
- Technical or hiring manager interview, followed by a team interview.
- Executive interview and offer.
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