Compliance Analyst (Equities)

Location: New York, NY, United States; onsite role

Salary: USD 75,000–100,000 base annually, with potential discretionary bonus

Company

hirify.global is a global investment banking, securities, and investment management firm founded in 1869 and headquartered in New York.

What you will do

• Provide day-to-day compliance coverage for Global Markets equities sales, trading, and strats personnel.
• Advise business teams on applicable laws, regulations, regulatory expectations, and firm policies.
• Assess new business initiatives and coordinate with stakeholders across Legal, Risk, Finance, Operations, Technology, and Internal Audit.
• Develop and maintain compliance policies, procedures, and training programs for equities professionals.
• Support regulatory examinations, audits, inquiries, look-backs, oversight activities, and compliance escalations.
• Analyze new or amended rules and regulations and formulate practical solutions to industry-wide issues.

Requirements

• Bachelor’s Degree.
• 0–3 years of experience in Compliance, Legal, Regulatory, or the Financial Services industry.
• General knowledge of rules and regulations governing broker-dealers, swap dealers, and other regulated financial services entities, including SEC, CFTC, FINRA, NFA, NYSE, Nasdaq, CBOE, and ISE requirements.
• Excellent oral and written communication skills demonstrating control-side empowerment.
• Experience leading, managing, and participating in regulatory projects and business initiatives requiring compliance input.
• Proven ability to handle and prioritize multiple projects, work under pressure, and remain organized.

Nice to have

• Understanding of equities markets and products.

Culture & Benefits

• Training and development opportunities and firmwide professional networks.
• Benefits, wellness, personal finance, and mindfulness offerings for eligible active US employees.
• Commitment to diversity, inclusion, and reasonable accommodations during the recruiting process.
• Work in a global firm with offices around the world.