5 дней назад
VP and Deputy General Counsel - Securities
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
VP and Deputy General Counsel - Securities (Insurance/Securities Law): Leading issuer-side securities reporting, compliance, and capital markets legal work for a specialty insurance organization with an accent on SEC filings, disclosure controls, and insurance-specific financial reporting. Focus on advising governance and financing transactions, managing insider trading compliance, and integrating securities requirements with SAP, GAAP, RBC, and ORSA disclosures.
Location: Cincinnati, OH; hybrid. Applicants must be authorized to work for any employer in the U.S.; visa sponsorship is not available now or in the future.
Company
provides specialty insurance products for small to mid-sized companies through its subsidiary insurers.
What you will do
- Lead securities law compliance, including Exchange Act and Securities Act filings, stock exchange rules, and disclosure controls.
- Oversee Forms 10-K, 10-Q, 8-K, proxy statements, Section 16 filings, and registration statements.
- Advise on capital markets transactions, including surplus notes, debt offerings, equity raises, and reinsurance-related financing structures.
- Partner with regulatory counsel, compliance, investor relations, and finance on insurance reporting, earnings cycles, shareholder engagement, and rating agency matters.
- Support corporate governance, board and committee matters, executive compensation, governance policies, and annual meetings.
- Manage insider trading compliance, employee and director training, outside counsel, and legal resources.
Requirements
- Juris Doctor from an accredited law school and an active law license in good standing.
- 10+ years of securities law experience preferred.
- Deep knowledge of SEC regulations, public company reporting, disclosure control frameworks, and securities transactions.
- Experience with statutory accounting and financial disclosures; familiarity with SAP and GAAP considerations.
- Strong communication skills, business judgment, and the ability to balance risk mitigation with business growth.
- U.S. work authorization for any employer is required.
Nice to have
- Experience working with rating agencies on disclosure and governance matters.
- Previous experience in financial services or insurance.
Culture & Benefits
- Collaborative, teamwork-oriented legal environment with emphasis on accountability, problem solving, and decisive action.
- Competitive salary and opportunities for professional development and advancement.
- Medical, dental, vision, and life insurance.
- Short- and long-term disability coverage, Employee Assistance Plan, HSA, FSA, HRA, and wellness program.
- Company-matched 401(k) plan with a 100% match on employee contributions up to 6%.
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