4 дня назад
Sr Manager, Financial & Regulatory Reporting
91 800 - 160 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Sr Manager, Financial & Regulatory Reporting (Mutual Funds and ETFs): Overseeing financial and regulatory reporting cycles, SEC filings, shareholder reports, and third-party fund administrators with an accent on filing accuracy, regulatory compliance, and reporting automation. Focus on authorizing filings, implementing regulatory changes, coordinating internal and external partners, and presenting reporting standards to senior management.
Location: On site in Lone Tree, CO; Chicago, IL; East Naples, FL; or San Francisco, CA
Salary: USD $91,800–$160,000 per year, plus bonus or incentive opportunities.
Company
provides investment, asset management, and financial services.
What you will do
- Oversee and authorize mutual fund and ETF regulatory filings, including SEC Forms N-CSR, N-CSR iXBRL, N-1A, 24f-2, and 17f-2.
- Support SEC Forms N-MFP, N-PORT, and N-CEN, as well as shareholder reports, holdings, and financial statements.
- Lead reporting cycles, coordinate filing schedules, and ensure regulatory and disclosure requirements are met.
- Oversee third-party fund administrators and assess their preparation quality and performance.
- Identify and implement process improvements and automation across reporting reviews.
- Present financial and regulatory reporting standards and processes to senior management, including the CFO and CEO as needed.
Requirements
- Bachelor’s degree required; accounting, finance, or economics preferred.
- At least 6 years of direct mutual fund administration experience, including financial reporting, fund accounting, or operations.
- Strong knowledge of mutual fund and ETF regulatory filings and financial reporting requirements, including N-CSR, N-CSR iXBRL, N-1A, 24f-2, 17f-2, N-PORT, and N-MFP.
- Strong organizational skills, attention to detail, and ability to maintain deadlines.
- Ability to improve quality, accuracy, and due diligence while collaborating with internal and external partners.
Nice to have
- Financial reporting experience with interval funds, private-market investments, private 3c-7 liquidity funds, tokenized funds, or crypto ETPs.
- Experience identifying opportunities for change and implementing automation.
- Strong communication and presentation skills.
Culture & Benefits
- On-site collaboration is emphasized for this role.
- 401(k) with company match and employee stock purchase plan.
- Medical, dental, and vision insurance.
- Paid vacation, volunteering time, parental leave, and family-building benefits.
- Tuition reimbursement and a 28-day sabbatical after every five years of service for eligible positions.
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