6 дней назад
Stock Loan Operations Specialist (Securities Lending)
30 - 34$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Stock Loan Operations Specialist (Securities Lending): Supporting securities lending trading desk operations through cash balancing, account reconciliation, rate changes, and regulatory compliance with an accent on DTCC/CNS processing, clearance and settlement, and securities lending controls. Focus on resolving complex reconciliation issues, meeting Rule 204 and Regulation SHO obligations, and mitigating regulatory and financial risk in a fast-paced operations environment.
Location: On site in Orlando, Florida, United States
Salary: USD $30.29–$33.65 per hour, plus eligibility for bonus or incentive opportunities.
Company
provides custodial, trading, settlement, technology, and practice management services to retail and registered independent advisory firms.
What you will do
- Support the securities lending trading desk in a fast-paced operations environment.
- Perform cash balancing, firm account reconciliation, and rate changes.
- Process securities lending transactions with traders and counterparties.
- Manage regulatory compliance related to securities lending operations.
- Provide accurate and timely operational support to help deliver a strong client experience.
Requirements
- At least 3 years of financial services experience.
- Strong working knowledge of securities lending operations.
- Knowledge of DTCC/CNS.
- Experience with Rule 204 delivery obligations, Customer Protection Rule 15c3-3, Regulation SHO, clearance and settlement, firm account reconciliation, and regulatory and risk-based rules.
- Ability to work on site in Orlando, Florida.
- Strong analytical, attention-to-detail, written, verbal communication, and issue-resolution skills.
Nice to have
- Knowledge of Loanet (FIS).
- Bachelor’s degree or 4-plus years of equivalent experience.
- FINRA Series 7 license.
- Experience mitigating regulatory and financial risk in a fast-moving environment.
Culture & Benefits
- In-office collaboration with a focus on working together in person.
- 401(k) with company match and employee stock purchase plan.
- Health, dental, and vision insurance.
- Paid vacation, volunteering time, parental leave, and family-building benefits.
- Tuition reimbursement and a 28-day sabbatical after every five years of service for eligible positions.
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