Controllers Operations-Dallas-Associate-Regulatory Reporting - Portfolio Level

Location: Dallas, Texas, United States

Company

hirify.global is a global financial services firm providing investment banking, securities, and investment management services.

What you will do

• Monitor beneficial ownership, position reporting, position limits, regulatory thresholds, and disclosure obligations.
• Review daily exceptions, investigate control breaks, manage escalations, and drive remediation across stakeholders.
• Analyze positions and exposures across equities, exchange-traded derivatives, OTC derivatives, convertible securities, and other instruments.
• Partner with Compliance, Legal, Business, and Engineering teams on mitigation strategies, data quality, automation, and reporting modernization.
• Support regulatory inquiries, examinations, testing activities, and responses to FINRA, SEC, exchanges, and other regulators.
• Prepare risk metrics and management reporting while assessing new products, regulatory developments, and strategic initiatives.

Requirements

• Bachelor’s degree.
• At least 3 years of experience in financial services, regulatory reporting, compliance, risk management, audit, operations, or a related field.
• Strong analytical, problem-solving, communication, and stakeholder management skills.
• Advanced Excel skills and the ability to work with large, complex datasets.
• Strong attention to detail, risk and control awareness, and the ability to manage competing priorities.
• Preferred knowledge of SEC, FINRA, CFTC, exchange requirements, position limits, complex financial products, and regulatory controls.

Nice to have

• Experience with SQL, Alteryx, Tableau, Power BI, or similar data analytics tools.
• Experience in beneficial ownership reporting, regulatory inquiries, audits, remediation, or transformation initiatives.
• Understanding of project management, testing methodologies, and change management processes.

Culture & Benefits

• Training and professional development opportunities.
• Firmwide employee networks and diversity and inclusion initiatives.
• Benefits supporting wellness and personal finance.
• Mindfulness programs and opportunities for professional and personal growth.
• Reasonable accommodations are available during the recruiting process.