обновлено 10 дней назад
Trade Supervision and Oversight Manager (Fintech)
133 000 - 158 000CAD
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Trade Supervision and Oversight Manager (Fintech): Supervising multi-asset trading activities and strengthening regulatory controls, surveillance, and execution-venue oversight with an accent on CIRO and CSA compliance, market structure, and data-driven monitoring. Focus on investigating trading risks, improving surveillance automation and reporting, evaluating execution quality, and managing vendor and marketplace controls.
Location: Toronto office, Canada; current Canadian work authorization required. Flexible hybrid working arrangement, with remote, hybrid, and in-office options available.
Annual total cash compensation, including base salary and target bonus: CAD 133,000–158,000.
Company
provides investment portfolios, clearing, custody, trade execution, and back-office support services to Canadian investors and brokerage firms.
What you will do
- Supervise daily trading activity across equities, fixed income, FX, equity options, and securities lending.
- Monitor trading conduct, best execution, marketplace compliance, and potential manipulative or deceptive practices.
- Investigate and escalate regulatory breaches, conduct supervisory reviews, and maintain written supervisory procedures.
- Improve trade surveillance through automation, analytics, dashboards, KPIs, alert calibration, and exception reporting.
- Support execution-venue, broker, vendor, and marketplace relationship management, including execution-quality and transaction-cost reviews.
- Prepare governance and risk reports and support regulatory examinations, audits, and compliance reviews.
Requirements
- University degree or equivalent relevant work experience.
- At least five years of experience as a trader or in compliance oversight.
- Strong knowledge of CIRO Dealer Member Rules, UMIR, CSA requirements, and Canadian market structure.
- Experience with trade surveillance tools, exception-based monitoring, risk indicators, and analytical investigations.
- CSC, CPH, and TTC certifications.
- Current authorization to work in Canada is required.
Nice to have
- OLC or DFC certification.
- CFA or CIM designation.
Culture & Benefits
- Flexible remote, hybrid, and in-office working arrangements.
- Company RRSP contribution after six months, with no employee matching required.
- Employer-paid health benefits from the first day, including mental health and therapy coverage.
- Parental leave top-up, home office equipment support, generous time off, and paid volunteer days.
- Professional development through training courses, tuition reimbursement, and support for required designations.
Hiring process
- Recruiters review and finalize all hiring decisions.
- Selected candidates are contacted for an interview.
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