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2 месяца назад

Chief Compliance Officer, Swap Dealer (Crypto)

15 917 - 21 000$
Формат работы
hybrid
Тип работы
fulltime
Грейд
c_level
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Chief Compliance Officer, Swap Dealer (Crypto): Leading the compliance program for a registered U.S. Swap Dealer operating in digital asset markets with an accent on CFTC, NFA, and FRB requirements, regulatory controls, and executive reporting. Focus on managing examinations and investigations, testing internal controls, resolving conflicts of interest, and strengthening compliance across complex financial products.

Location: Hybrid-based in New York City, NY or San Mateo, CA

Salary: $191,000–$252,000 annual compensation in the New York City Metro area, plus bonus, equity, benefits, and applicable relocation assistance.

Company

hirify.global provides institutional digital asset services, including trade execution, credit and treasury management, prime services, and market making.

What you will do

  • Advise on and enhance the Swap Dealer Compliance Program, including policies, procedures, controls, and governance.
  • Respond to regulatory inquiries, audits, examinations, and investigations while liaising with the CFTC and NFA.
  • Manage non-compliance incidents, issue tracking, remediation, and escalation reporting.
  • Identify and resolve conflicts of interest and provide reporting to senior management and the Board of Directors.
  • Develop and conduct periodic testing to assess the effectiveness of internal controls.
  • Develop and deliver Swap Dealer compliance training for relevant personnel and compliance teams.

Requirements

  • 10+ years of legal or compliance experience, preferably in financial services, a law firm, consulting, or a regulatory organization.
  • Demonstrated experience implementing and executing a Swap Dealer compliance program at a registered Swap Dealer.
  • Strong knowledge of the Dodd-Frank Act and applicable CFTC, NFA, and FRB regulations.
  • Experience interacting with regulators and reporting to senior management, executive boards, and regulators.
  • Experience managing teams across geographic regions and handling multiple complex projects.
  • Knowledge of over-the-counter derivatives sales and trading, especially foreign exchange and interest rate derivatives.

Culture & Benefits

  • Learning-focused environment with opportunities to work on emerging digital asset regulatory challenges.
  • Performance-linked bonus and company equity participation.
  • Paid time off, sick time, and company holidays.
  • 401(k) retirement plan and competitive health, dental, and vision benefits.
  • Relocation assistance may be available where applicable.
  • Inclusive and equal-opportunity workplace.

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