Chief Compliance Officer, Meridian Platform Securities

Location: Hybrid, based in San Francisco, CA or New York City, NY; office attendance required at least two days per week.

Base salary: $285,000+ annually, plus benefits and equity.

Company

hirify.global builds financial infrastructure and software for private markets, including funds, banking, wealth, and venture investment products.

What you will do

• Serve as the designated Chief Compliance Officer under FINRA Rule 3130 and own the Written Supervisory Procedures.
• Review and clear diligence materials, marketing materials, private placement memoranda, investor communications, and new product structures.
• Manage FINRA and SEC examinations, regulatory inquiries, correspondence, and the annual compliance review.
• Own registration and licensing across jurisdictions, including principals, registered representatives, and state blue sky requirements.
• Maintain books and records under SEC Rules 17a-3 and 17a-4 and manage outside regulatory counsel.
• Administer the AML/BSA program and translate regulatory developments into company policy.

Requirements

• Active Series 24 in good standing required.
• 7+ years of compliance experience at a FINRA-registered broker-dealer, including 3+ years in a senior or lead compliance role.
• Knowledge of private placements, Regulation D, secondary transactions, and placement-agent operations.
• Direct experience managing FINRA cycle examinations and regulatory inquiries.
• Ability to build the first in-house compliance program from an early stage and take over an ongoing vendor transition.
• Ability to work from the San Francisco or New York City hub with office attendance at least two days per week.

Nice to have

• Experience with SPVs, fund administration, syndication platforms, or exempt offering structures.
• Experience with online broker-dealers or fintech companies.

Culture & Benefits

• Competitive base salary, benefits, and equity package.
• Opportunity to build core compliance infrastructure for a growing private-markets platform.
• Direct collaboration with leadership and deal teams on live transactions and new products.
• Work from hirify.global hubs in New York City and San Francisco under a hybrid office model.