Senior Compliance Officer (Digital Assets)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Senior Compliance Officer (Digital Assets): Strengthening U.S. compliance governance for institutional digital-asset liquidity with an accent on AML, KYC, sanctions, trade surveillance, and regulatory engagement. Focus on leading examinations and supervisory inquiries, building scalable controls, and coordinating execution across legal, risk, operations, trading, sales, and technology.
Location: New Jersey, United States
Company
provides institutional liquidity and pricing across digital-asset and traditional financial markets, serving brokerages, exchanges, banks, fund managers, and other institutions.
What you will do
- Develop and implement global compliance programs for the U.S. business, including KYC, AML, sanctions, transaction monitoring, and trade surveillance.
- Maintain and enhance compliance policies, procedures, governance, and control frameworks.
- Coordinate regulatory responses, examinations, audits, supervisory engagements, licensing efforts, and remediation initiatives.
- Lead day-to-day execution across the Americas compliance team, including goals, performance standards, accountability, and development.
- Serve as a senior contact for NYDFS, FinCEN, SEC, CFTC, and state regulators.
- Partner with Legal, Risk, Operations, Trading, Sales, and Technology to embed compliance into products and operations.
Requirements
- 5+ years of compliance and/or legal experience in financial services.
- Robust experience in a digital-assets or trading firm and highly regulated financial institutions.
- Demonstrated experience leading regulatory examinations or supervisory inquiries.
- In-depth knowledge of the U.S. regulatory landscape and experience managing regulator interactions.
- Experience managing teams and delivering results in fast-paced, ambiguous environments.
- Exceptional communication, judgment, analytical, and decision-making skills with senior executive visibility.
Culture & Benefits
- Values include ambition, innovation, meritocracy, collaboration, and risk awareness.
- Flexible working arrangements may be considered for roles.
- Inclusive equal employment opportunity policy covering protected characteristics under applicable laws.
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