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Compliance & Risk Manager (Financial Services)

Формат работы
hybrid
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
Australia
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Compliance & Risk Manager (Financial Services): Strengthening compliance operations for a global investment manager with an accent on regulatory obligations, compliance monitoring, and process automation. Focus on designing workflow improvements, implementing automated compliance tracking, overseeing front office mandate monitoring through Charles River Investment Management System, and responding to regulatory reforms.

Location: Sydney, Australia; hybrid working with 2 days remotely each week

Company

hirify.global is a global investment manager applying advanced financial research to equity and fixed income investment strategies.

What you will do

  • Review and sign off promotional materials and coordinate regulatory lodgements, reporting, and statutory obligations.
  • Maintain and develop the compliance monitoring program, including testing measures, documenting internal controls, and maintaining compliance databases.
  • Review compliance processes and design workflow improvements, automation initiatives, and compliance tracking solutions to reduce manual administration.
  • Assess business initiatives, projects, and change activities from a compliance perspective and identify relevant obligations.
  • Oversee front office mandate monitoring using the Charles River Investment Management System and support product-related requests.
  • Monitor regulatory reforms and industry developments, updating policies, processes, and employee training as required.

Requirements

  • Five to seven years of experience in compliance or risk within financial services, preferably at a Responsible Entity, fund manager, or investment management business.
  • Demonstrated knowledge of Responsible Entity obligations, the Corporations Act, and ASIC Regulatory Guides.
  • Experience balancing commercial considerations with reputational and legal risk while managing competing priorities.
  • Strong communication skills with the ability to engage senior management, directors, clients, and external stakeholders.
  • Ability to demonstrate initiative, integrity, mentoring skills, and effective project and deadline management.

Culture & Benefits

  • Hybrid working model with two remote days per week and core office hours from 10:00 a.m. to 3:00 p.m.
  • Subsidized health insurance, health and fitness incentives, life insurance, and salary continuance insurance.
  • Paid primary caregiver leave of up to 16 weeks after 12 months of employment, plus family and fertility support.
  • Reimbursement for approved study such as CFA through the Global Education Assistance Policy, with exam leave.
  • Employee Assistance Program, mental health support, training, and inclusive social activities.

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