Compliance Associate (Regulatory Compliance)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Compliance Associate (Regulatory Compliance): Managing and maintaining U.S. mortgage, consumer, and commercial lending licenses with an accent on regulatory reporting and compliance risk mitigation. Focus on interpreting lending laws, coordinating state and federal filings, and ensuring data accuracy across large-scale regulatory reporting systems.
Location: Must be based in Salt Lake City, UT
Company
is a leading global investment banking, securities, and investment management firm founded in 1869.
What you will do
- Interpret and apply complex lending laws and regulations to firm operations.
- Manage the full lifecycle of license applications, renewals, and amendments.
- Prepare and coordinate regulatory reports for state and federal authorities.
- Analyze and reconcile large data sets to ensure reporting accuracy.
- Advise internal stakeholders on licensing requirements and compliance obligations.
- Draft and maintain internal policies, procedures, and process controls.
Requirements
- 2+ years of experience in Compliance, Licensing, Regulatory Reporting, Legal, or Risk Management.
- Strong analytical and project management skills with a detail-oriented approach.
- Proficiency in Microsoft Office Suite and data software such as Alteryx.
- Ability to work independently and manage multiple deadlines in a fast-paced environment.
- Excellent verbal and written communication skills.
Nice to have
- Familiarity with mortgage and consumer lending products.
- Experience with the NMLS registration process.
Culture & Benefits
- Commitment to diversity, inclusion, and professional development.
- Access to firmwide networks, training programs, and wellness initiatives.
- Comprehensive benefits package including health and personal finance offerings.
- Collaborative environment with professionals from diverse legal and financial backgrounds.
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