CASS Governance & Oversight Manager (Fintech)
Мэтч & Сопровод
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Описание вакансии
TL;DR
CASS Governance & Oversight Manager (Fintech): Ensuring effective governance, oversight, and compliance of the Client Assets (CASS) framework with an accent on independent challenge, control assurance, and regulatory reporting. Focus on managing CASS incidents, third-party oversight, and maintaining robust control documentation within a high-velocity environment.
Location: Must be based in or able to work from London (Hybrid)
Company
is a fintech company reinventing trading and investing, serving over 5 million clients with more than €30 billion in assets under management.
What you will do
- Provide independent challenge and oversight over CASS controls, processes, and systems.
- Manage the identification, investigation, and remediation of CASS incidents and breaches.
- Own the CASS Committee calendar, agenda planning, and reporting for senior stakeholders.
- Oversee CASS-relevant third-party relationships, including banks and custodians.
- Maintain and update CASS control documentation, policies, and the CASS Resolution Pack.
- Analyze KPIs and KRIs to identify emerging risks and control weaknesses.
Requirements
- 5+ years of experience in a CASS oversight role within the first or second line of defense or audit practice.
- Strong working knowledge of FCA CASS rules (Client Money and/or Custody).
- Proven experience in governance, oversight, assurance, or audit-style reviews.
- Strong Excel, data analysis, and SQL skills.
- Excellent written and verbal communication skills with the ability to challenge constructively.
- Experience supporting regulatory interactions or audits.
Culture & Benefits
- Opportunity to make a significant impact on innovative services used by millions.
- Work in a high-velocity environment with smart, high-performing colleagues.
- Generous remuneration package.
- Culture of excellence where ideas are appreciated and nothing is set in stone.
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