EMEA AML Officer (Asset Management)

TL;DR

EMEA AML Officer (Asset Management): Managing first-line AML tasks and responsibilities for EMEA funds and products with an accent on due diligence, third-party oversight, and regulatory compliance. Focus on designing efficient AML controls, managing third-party administrator relationships, and ensuring adherence to global financial crime regulations.

Location: Hybrid (must spend at least four full days per week in the Henley-on-Thames office)

Company

One of the world’s leading independent global investment firms dedicated to providing a wide range of investment strategies and vehicles.

What you will do

• Design and manage 1st line AML processes and controls in alignment with policies and regulations.
• Perform client due diligence (CDD), including KYC, risk assessments, PEP, and sanctions screening.
• Provide oversight of third-party TA administrators to ensure AML quality and adherence to KPIs.
• Manage AML-related internal and external audits, compliance monitoring, and reviews.
• Prepare monthly MIS reports for senior management and the Board.
• Collaborate with the Global Financial Crime team on escalations and process implementation.

Requirements

• Relevant AML experience within the Financial Services industry, preferably in asset management.
• Proven experience managing regulatory change in both BAU and project environments.
• Experience overseeing processes with third-party administrators.
• Strong knowledge of current and upcoming AML regulations.
• Degree or comparable professional work experience.
• Ability to communicate effectively with stakeholders and regulators.

Nice to have

• Professional AML qualification.
• Proficiency in Spanish or Italian.

Culture & Benefits

• Comprehensive healthcare and life insurance.
• Competitive annual leave and enhanced parental leave.
• Generous pension provisions and income protection.
• Flexible/hybrid working options.
• Health, wellness benefits, and volunteering days.