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1 день назад

Broker Dealer Operations Administrator (Finance)

3 715 - 5 053$
Формат работы
hybrid
Тип работы
fulltime
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

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TL;DR

Broker Dealer Operations Administrator (Finance): Managing account administration, asset movements, and regulatory compliance for registered representatives with an accent on FINRA/SEC adherence and operational excellence. Focus on facilitating client onboarding, resolving transaction-related inquiries with clearing custodians, and improving operational workflows.

Location: Hybrid (3 days a week in office), Cherry Hill, NJ

Salary: $21.44 - $29.16 / hour

Company

hirify.global is a publicly traded financial services and insurance company dedicated to helping educators protect their assets and prepare for the future.

What you will do

  • Process operational requests, including asset movements, account transfers, and general account maintenance.
  • Support registered representatives with client onboarding, account setup, and day-to-day operational guidance.
  • Ensure all operational activities comply with FINRA, SEC, and internal company regulatory standards.
  • Partner with clearing custodians to resolve account transfer and transaction-related inquiries.
  • Coordinate with leadership to identify and implement process improvements to enhance the advisor experience.
  • Support internal audits and maintain accurate recordkeeping obligations.

Requirements

  • Business degree or equivalent professional experience.
  • Must obtain FINRA Securities Industry Essentials (SIE) and Series 7 licenses within six months of hire.
  • Must be based in or able to work hybrid 3 days a week in Cherry Hill, NJ.
  • High attention to detail and ability to handle confidential information with professional discretion.
  • Strong organizational skills with the ability to manage multiple priorities in a fast-paced environment.
  • Excellent verbal and written communication skills.

Culture & Benefits

  • Mission-driven environment focused on supporting the financial well-being of educators.
  • Stable corporate environment within a publicly traded company (NYSE: HMN).
  • Hybrid work model providing a balance of remote and in-office collaboration.
  • Opportunity for professional certification and licensing support.

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