Broker Dealer Operations Administrator (Finance)
Мэтч & Сопровод
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Описание вакансии
TL;DR
Broker Dealer Operations Administrator (Finance): Managing account administration, asset movements, and regulatory compliance for registered representatives with an accent on FINRA/SEC adherence and operational excellence. Focus on facilitating client onboarding, resolving transaction-related inquiries with clearing custodians, and improving operational workflows.
Location: Hybrid (3 days a week in office), Cherry Hill, NJ
Salary: $21.44 - $29.16 / hour
Company
is a publicly traded financial services and insurance company dedicated to helping educators protect their assets and prepare for the future.
What you will do
- Process operational requests, including asset movements, account transfers, and general account maintenance.
- Support registered representatives with client onboarding, account setup, and day-to-day operational guidance.
- Ensure all operational activities comply with FINRA, SEC, and internal company regulatory standards.
- Partner with clearing custodians to resolve account transfer and transaction-related inquiries.
- Coordinate with leadership to identify and implement process improvements to enhance the advisor experience.
- Support internal audits and maintain accurate recordkeeping obligations.
Requirements
- Business degree or equivalent professional experience.
- Must obtain FINRA Securities Industry Essentials (SIE) and Series 7 licenses within six months of hire.
- Must be based in or able to work hybrid 3 days a week in Cherry Hill, NJ.
- High attention to detail and ability to handle confidential information with professional discretion.
- Strong organizational skills with the ability to manage multiple priorities in a fast-paced environment.
- Excellent verbal and written communication skills.
Culture & Benefits
- Mission-driven environment focused on supporting the financial well-being of educators.
- Stable corporate environment within a publicly traded company (NYSE: HMN).
- Hybrid work model providing a balance of remote and in-office collaboration.
- Opportunity for professional certification and licensing support.
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