Senior Compliance Manager (Fintech)
Мэтч & Сопровод
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Описание вакансии
TL;DR
Senior Compliance Manager (Fintech): Leading and strengthening the global compliance framework for an online trading and investment services provider with an accent on regulatory obligations across multiple jurisdictions. Focus on managing end-to-end license applications, regulatory engagement with ASIC, and implementing compliance risk management mechanisms.
Location: Hybrid in Sydney, New South Wales, Australia
Company
is a global CFD trading provider and Official Regional Online Forex and Trading Partner of Chelsea FC in Asia Pacific.
What you will do
- Oversee end-to-end license application and renewal processes across multiple jurisdictions.
- Act as the primary liaison with regulators, specifically ASIC, managing communications and enquiries on behalf of the Group.
- Maintain and improve the Group’s compliance framework, including policies, procedures, and compliance registers.
- Conduct periodic reviews of compliance processes to identify gaps, emerging risks, and areas for improvement.
- Design and implement compliance risk management and monitoring mechanisms.
- Supervise and provide quality oversight to the licensing compliance team and subsidiary teams.
Requirements
- Degree in Law, Finance, or a related discipline.
- 5–8 years’ experience in compliance within financial services.
- Strong knowledge of OTC derivatives products and regulatory frameworks.
- Experience dealing with regulators such as ASIC.
- Strong leadership, stakeholder management, and communication skills.
- Ability to operate in a fast-paced, global environment.
Nice to have
- Experience in multi-jurisdictional compliance frameworks (e.g., Australia, offshore licenses, or Asia).
- Prior experience in a global brokerage or trading environment.
- Familiarity with product governance, client money rules, and derivative transaction reporting.
Culture & Benefits
- Senior leadership role with high visibility and strategic impact.
- Exposure to global regulatory environments and licensing projects.
- Opportunity to shape and enhance compliance frameworks.
- Competitive salary and career progression opportunities.
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