Compliance Analyst (Finance)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
TL;DR
Compliance Analyst (Finance): Managing regulatory compliance, trade surveillance, and license administration for an Asia-focused asset management firm with an accent on market abuse detection and regulatory reporting. Focus on investigating trade alerts, implementing compliance frameworks, and collaborating on regional system projects.
Location: Must be based in Hong Kong (Onsite)
Company
Management is an Asia public markets-focused asset management firm offering hedge fund and long-only strategies, established in conjunction with PAG.
What you will do
- Manage license applications, regulatory filings, and compliance reporting.
- Develop and administer the group compliance framework and internal policies.
- Monitor trading activities to detect market abuse and insider trading.
- Investigate and resolve alerts from trade surveillance systems.
- Participate in regional projects including system UAT and new investment model discussions.
- Assist with ad-hoc regulatory inspections and information requests.
Requirements
- University degree in Business, Finance, or Law.
- At least 2 years of experience in compliance, preferably in brokerage or asset management.
- Fluent in English and Japanese.
- Strong analytical skills and attention to detail.
- Proficiency in MS Office Suite and Bloomberg.
- Ability to manage multiple tasks under tight deadlines.
Nice to have
- Proficiency in Python or VBA.
Culture & Benefits
- Centrally located office in the heart of Hong Kong with in-built gym facilities.
- Comprehensive medical group insurance and paid annual leave.
- Commitment to DEI and philanthropy initiatives.
- Professional learning and development opportunities.
- Collaborative environment working with industry experts.
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