Director of Operations (Fintech)

TL;DR

Director of Operations (Fintech): Managing operations and support staff for a financial services practice with an accent on workflow optimization, regulatory compliance, and team leadership. Focus on driving profitability, overseeing SEC/FINRA standards, and implementing strategic projects.

Location: Must be based in the USA (implied by SEC, FINRA, and FBI registration requirements)

Salary: $90,000–$100,000 annually

Company

hirify.global is a faith-based, not-for-profit financial services organization providing financial solutions to millions of clients.

What you will do

• Lead and manage support staff, including overseeing onboarding, training, and bi-annual performance reviews.
• Develop, execute, and oversee workflow, processes, and Standard Operating Procedures (SOPs) for the practice.
• Update policies and procedures to ensure strict adherence to SEC and FINRA standards.
• Own practice marketing efforts to increase brand awareness and drive new business growth.
• Collaborate with Lead Advisors to determine staffing needs and implement strategic projects.
• Oversee client account setup and maintain all regulatory files.

Requirements

• Minimum 5 years of experience in the investment industry.
• Minimum 3 years of experience overseeing other staff.
• Securities license (6/63, 7/66 or 7/63 & 65) and Life, Health, and Annuity license may be required.
• Strong technical computer aptitude, specifically with Salesforce and Microsoft Office (Word, Excel, PowerPoint).
• Ability to maintain the integrity of sensitive and confidential information.
• Must be able to pass a background check and FBI fingerprinting for FINRA registration.

Culture & Benefits

• Competitive annual salary with benefits.
• Paid Time Off (PTO).
• Faith-based, not-for-profit organizational culture.
• Equal Employment Opportunity (EEO) and commitment to reasonable accommodations.