Compliance Associate (Banking)

TL;DR

Compliance Associate (Banking): Managing the integrated Compliance Program for Global Banking & Markets with an accent on regulatory change management and compliance risk assessments. Focus on coordinating implementation of action plans, performing data-driven risk analysis, and developing executive reporting for senior management.

Location: Onsite in Dallas, TX

Company

A leading global investment banking, securities, and investment management firm.

What you will do

• Execute the Regulatory Change Management (RCM) framework, including regulatory applicability assessments and impact analysis.
• Partner with Compliance, Legal, Risk, and Technology stakeholders to coordinate the implementation of regulatory action plans.
• Perform data-driven analysis to identify risk themes and gaps, contributing to senior management reporting.
• Support the Compliance Risk Assessment (CRA) process, including control evaluation and documentation.
• Develop executive-level dashboards and presentations in Excel and PowerPoint to communicate key insights.
• Manage multiple workstreams and strategic compliance initiatives within a fast-paced global environment.

Requirements

• Bachelor’s degree.
• Minimum of 4 years of relevant experience in Compliance Risk Assessment, Issue Management, or Regulatory Change processes.
• Strong proficiency in Excel for analyzing large datasets and PowerPoint for executive-level messaging.
• Highly analytical mindset with strong attention to detail and problem-solving capabilities.
• Excellent interpersonal and communication skills for working across levels and functions.

Culture & Benefits

• Comprehensive training and professional development opportunities.
• Access to firmwide networks and mindfulness programs.
• Wellness and personal finance offerings.
• Commitment to diversity, inclusion, and equal opportunity in the workplace.