Head of Legal, Structured Investments & Annuities - Managing Director (Fintech)
Мэтч & Сопровод
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Описание вакансии
TL;DR
Head of Legal, Structured Investments & Annuities (Fintech): Acting as general counsel for structured investments and annuities businesses, managing legal and regulatory aspects of a web-based platform with an accent on strategic initiatives, regulatory compliance, and high-value commercial agreements. Focus on driving modernization of internal legal processes and supervising the negotiation of complex contracts with financial institutions.
Location: New York, NY (Hybrid: Monday-Thursday in office, Friday remote)
Salary: $250,000 – $275,000
Company
is a fintech firm providing a web-based platform for structured investments and annuities.
What you will do
- Act as general counsel for structured investments and annuities businesses, serving as primary counsel on all legal and regulatory aspects.
- Advise senior management on commercial, regulatory, and legal issues.
- Manage a team of attorneys and outside counsel to provide efficient legal support.
- Negotiate complex high-value commercial agreements with product issuers and financial institutions.
- Drive modernization of internal legal processes to maximize efficiency and support firmwide transformation.
Requirements
- 10+ years of experience in a top-tier law firm or in-house at a broker-dealer or fintech firm.
- Member in good standing of the New York Bar or another state or jurisdiction.
- Deep knowledge of the Securities Act of 1933, the Securities Exchange Act of 1934, and FINRA rules.
- Experience managing other attorneys and leading legal teams.
- Experience negotiating high-value commercial agreements with sophisticated counterparties.
- Must be based in New York, NY.
Nice to have
- Working knowledge of applicable insurance rules and regulations.
Culture & Benefits
- Comprehensive compensation package including base salary, equity, and annual performance bonus.
- Employer-matched retirement plan.
- Subsidized healthcare with 100% employer-paid dental, vision, telemedicine, and mental health counseling.
- Unlimited paid time off (PTO) and parental leave.
- Hybrid work environment with flexibility on Fridays.
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