Investments Compliance Officer

TL;DR

Investments Compliance Officer (Finance): Ensuring compliance with regulatory, prospectus, client-directed, and internal investment restrictions primarily supporting fixed income teams. Focus on analyzing compliance alerts, resolving exceptions, and coordinating compliance operations to minimize financial and reputational risk.

Location: Atlanta, Georgia or Houston, Texas, USA with hybrid work model requiring at least four days per week onsite

Company

hirify.global is a leading independent global investment firm providing a wide range of investment strategies and vehicles worldwide.

What you will do

• Review and resolve compliance exceptions promptly, providing subject matter expertise to investment and trading teams.
• Analyze compliance alerts using knowledge of investment guidelines, regulations, systems, and data.
• Escalate critical issues to senior team members to prevent violations.
• Serve as a key contact for fixed income teams addressing time-sensitive compliance questions.
• Coordinate resolution and documentation of compliance violations across stakeholders.
• Participate in testing new investment ideas and product launches to ensure regulatory compliance.

Requirements

• Location: Must be based in or near Atlanta, Georgia or Houston, Texas, USA
• Bachelor’s degree and 3+ years experience in asset management industry.
• Knowledge of domestic and international securities law and trading/compliance systems preferred.
• Strong customer service orientation and consultative approach.
• Excellent interpersonal, communication, organizational, and analytical skills.

Culture & Benefits

• Flexible paid time off and parental leave benefits.
• Hybrid work schedule with expectation of four days onsite weekly.
• 401(K) matching and employee stock purchase plan.
• Health and wellbeing benefits.
• Inclusive culture committed to diversity and equal opportunity employment.