Senior Product Compliance Manager (Fintech)

TL;DR

Senior Product Compliance Manager (Fintech): Providing strategic compliance leadership and guidance across the product lifecycle, partnering with Product, Legal, and Risk teams. Focus on ensuring investment and advisory offerings align with SEC, FINRA, and DOL regulations, maintaining hirify.global’s reputation.

Location: Remote (Nationwide, US)

Salary: $125,400.00 - $181,875.00

Company

hirify.global transforms financial lives by giving people the freedom to transform their own, offering a flexible work environment and fluid career paths.

What you will do

• Provide compliance guidance from product concept through post-launch oversight.
• Partner with Product, Legal, and Risk teams to evaluate regulatory requirements for new or modified products.
• Review and advise on product marketing materials to ensure accuracy and compliance under SEC, FINRA, and DOL rules.
• Track regulatory developments and advise leadership on potential product impacts.
• Maintain and enhance internal procedures supporting hirify.global’s product compliance framework.
• Partner with cross-functional stakeholders to ensure product-related risks are identified, documented, and mitigated.

Requirements

• Bachelor’s degree or equivalent experience (advanced degree preferred).
• 10+ years of financial services compliance experience with a focus on product development and oversight.
• Must have the ability to learn and develop a deep understanding of the business and objectively assess inherent regulatory risks.
• FINRA Series 7 and 65 (or 7 and 66) plus 9/10 or 24 required, or ability to obtain within corporate timelines.
• Strong knowledge of the Investment Advisers Act of 1940, FINRA rules, and related securities regulations.
• Applicants must be authorized to work for any employer in the U.S. We are unable to sponsor or take over sponsorship of an employment visa at this time, including CPT/OPT.

Nice to have

• Experience supporting full product lifecycle governance at a large broker-dealer or investment adviser.
• Must bring a true “challenger” mindset paired with strong relationship-building skills that support long-term, collaborative partnerships with business leaders.
• Track record influencing senior leaders and shaping compliance strategy.
• Familiarity with technology and data tools that enhance compliance oversight.

Culture & Benefits

• Medical, dental, vision and life insurance.
• Retirement savings – 401(k) plan with generous company matching contributions (up to 6%).
• Tuition reimbursement up to $5,250/year.
• Generous paid time off upon hire – including a paid time off program plus ten paid company holidays and three floating holidays each calendar year.
• Business Resource Groups (BRGs) – BRGs facilitate inclusion and collaboration across our business internally and throughout the communities where we live, work and play.
• For remote positions you will be required to provide reliable high-speed internet with a wired connection as well as a place in your home to work with limited disruption.