Brokerage Operations Margin And Option Associate (Fintech)

TL;DR

Brokerage Operations Margin and Option Associate (Fintech): Monitoring customer margin and option risk in real-time and performing option expiration processes. Focus on adhering to Federal Reserve Regulation T and FINRA Rule 4210, driving process improvements, and maintaining customer service.

Location: Remote - Americas

Company

hirify.global is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more.

What you will do

• Monitor customer activity in near-real-time to manage trading exposure in margin and options.
• Review daily reporting and take appropriate action for exceptions.
• Follow Federal Reserve Regulation T and FINRA Rule 4210 when processing margin calls.
• Perform option expiration processes and risk mitigation.
• Focus on customer service and drive process improvements.
• Review fraud alerts on a day-to-day basis.

Requirements

• Series 7 and 63 required, series 4 preferred or ability to obtain within three months of employment.
• 3+ years of brokerage operations experience.
• Strong attention to detail, accuracy, and reliability with the ability to thrive in a fast-paced environment.
• Experience with FINRA, OCC regulations, and systems.
• Ability to work effectively and supportively within a team environment, and the ability to work independently.
• Must possess the ability to adapt to a changing business and regulatory environment and enjoy challenges.

Culture & Benefits

• Competitive Salary & Stock Options
• Health Benefits
• New Hire Home-Office Setup: One-time USD $500
• Monthly Stipend: USD $150 per month via a Brex Card