trainingrisk managementstakeholder managementprocess improvementsupervisionfinra series 7finra series 24financial services compliance
Вакансия из Hirify Global, списка международных tech-компаний Для мэтча и отклика нужен Plus
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Зарплата и рынок
Нижеразвернуть
$70к-105к/год
$100к$140кмедиана$180к
По похожим ролям (50) ~ $140к/год
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Обязанности описаны четко: предстоит заниматься разными задачами в комплаенсе и работать с несколькими командами, но обязательные лицензии FINRA ограничивают круг тех, кому подойдет вакансия.
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Четкие обязанности
?Обязательные лицензии
Мэтч & Сопровод
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Описание вакансии
Текст:
Hirify AI/Оригинал
TL;DR
Enterprise Compliance Differentiated Solutions Senior Specialist (Financial Services Compliance): Supporting complex compliance and supervision matters, cross-network workflows, training, transaction reviews, and operational improvements with an accent on risk management, regulatory processes, and stakeholder coordination. Focus on researching ambiguous issues, translating business needs into practical compliance requirements, and improving documentation, controls, and execution across field operations.
Location: Milwaukee, Wisconsin, United States; hybrid
Salary: $70,320–$105,480 annually. Geographic-specific pay structures may apply, including $77,360–$116,040 and $80,880–$121,320.
Company
hirify.global is a financial services company focused on client-centered services and professional development.
What you will do
Research, coordinate, and provide operational support for complex compliance and supervision matters, escalating issues when appropriate.
Gather, validate, organize, and communicate information supporting consistent cross-network office experiences and cross-territory workflows.
Execute established compliance processes and recommend improvements aligned with business objectives, client focus, risk parameters, and operational outcomes.
Coordinate compliance priorities, responsibilities, and risk considerations across compliance teams, business partners, and field stakeholders.
Support targeted training, job aids, guidance, annual training and attestation monitoring, contracting workflows, staff compensation processes, and transaction reviews.
Document requirements, identify process gaps, track assigned work, provide status updates, and support policy, process, and operational improvements.
Requirements
3+ years of experience in financial services compliance, supervision, risk management, operations, or a related field.
Working knowledge of compliance regulations, supervision practices, risk management processes, field structure, business operations, and stakeholder roles.
Strong analytical, problem-solving, written, and verbal communication skills, including researching issues, evaluating information, and recommending practical next steps.
Ability to execute compliance activities aligned with broader business objectives and established risk parameters.
Ability to manage multiple priorities, meet deadlines, and work effectively in a fast-paced, collaborative environment.
FINRA Series 7 and Series 24 are required.
Registered Representative classification under NMIS guidelines; fingerprinting is required.
Nice to have
Experience supporting training, guidance, process documentation, or operational workflows.
Culture & Benefits
Hybrid work arrangement.
Collaborative, cross-functional environment focused on continuous improvement, service excellence, accountability, and effective risk management.
Equal opportunity workplace welcoming individuals from diverse backgrounds.
Будьте осторожны
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