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2 дня назад

Compliance Lead Specialist

79 000 - 113 000$
Формат работы
hybrid
Тип работы
fulltime
Грейд
lead
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Compliance Lead Specialist (Investment Compliance/Financial Services): Interpreting regulatory and client requirements, monitoring trade activity and account reviews, and resolving compliance breaches with an accent on investment management regulations, guideline controls, and risk-based advisory. Focus on investigating root causes, documenting impact, recommending corrective actions, and supporting cross-functional compliance initiatives.

Location: Boston, United States of America; hybrid work environment with remote and onsite work

Base salary: $79,000–$113,000 annually, plus eligibility for a competitive incentive bonus.

Company

hirify.global provides investment management services to individuals and institutions working toward more secure and prosperous financial futures.

What you will do

  • Interpret client and regulatory requirements and translate them into actionable monitoring controls.
  • Oversee daily trade activity and periodic account reviews within the firm's guideline monitoring system.
  • Investigate and resolve potential compliance breaches, including root-cause and impact analysis, documentation, escalation, and corrective actions.
  • Provide risk-based compliance advice to assigned business relationships and internal stakeholders.
  • Research regulatory issues, communicate changes in rules and interpretations, and support compliant operations.
  • Participate in compliance projects, workflow initiatives, and global functions within the assigned region.

Requirements

  • Bachelor's degree or equivalent years of experience.
  • Preferably 5–6+ years of experience, including at least 4 years in investment management, financial services, or industry-related compliance.
  • Excellent interpersonal, organizational, communication, customer-service, teamwork, writing, presentation, and problem-solving skills.
  • Ability to present research, analysis, and conclusions persuasively.
  • Ability to multitask and prioritize according to business needs.
  • Proven ability to build strong interpersonal relationships and maintain effective cross-functional teams.
  • Strong attention to detail and sound business judgment.
  • Ability to handle challenges with a professional problem-solving approach.

Nice to have

  • CRD experience.
  • Knowledge of fixed income and derivatives.

Culture & Benefits

  • Collaborative, inclusive, and people-focused culture that values strong ideas, care, and compassion.
  • Hybrid remote/onsite work environment.
  • Retirement contribution equal to 15% of base salary, separate from the company-sponsored 401(k).
  • Education assistance, including loan support, tuition reimbursement, and access to discounted tutors and college coaches.
  • Generous time off, fully paid maternity, parental, and caregiver leaves, medical and dental plans, HSA contributions, commuter benefits, flexible spending accounts, and wellness programs.

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