Associate Director, Compliance Management System (CMS)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Location: New York, NY; San Francisco, CA; Salt Lake City, UT. Hybrid role with on-site expectations of 2–3 days per week in a local office. Candidates outside these areas may be eligible for relocation assistance.
Salary: $176,000–$220,000 USD base salary for Tier 1 markets; $149,600–$187,000 USD for the Salt Lake City market. Compensation is adjusted by geographic pay zone.
Company
is a growth-stage fintech company building a payment layer for household financial obligations, including bill visibility, payment splitting, ible payment timing, and credit-building support.
What you will do
- Own Compliance Management System policies, standards, training, regulatory mapping, approvals, and completion tracking.
- Manage partner-bank program requests, recurring deliverables, governance calendars, committee materials, and control or issue remediation.
- Translate regulatory expectations into durable operational frameworks and controls that keep the organization audit- and exam-ready.
- Support regulatory exams and external audits by preparing evidence, coordinating responses, and tracking remediation to closure.
- Use reporting, automation, data, and AI-enabled tools to identify program gaps and improve policies, training, documentation, and controls.
- Partner with Product, Engineering, Risk, and Legal to embed compliance into systems, automation, data pipelines, and product launches.
Requirements
- 8+ years of experience in financial services or fintech compliance, with increasing program ownership and strategic scope.
- Strong experience building or operating Compliance Management Systems or large programmatic compliance functions.
- Deep expertise in consumer protection regulations, including Reg E, Reg Z, UDAAP, and FCRA.
- Experience supporting regulatory exams, external audits, or bank partner oversight in a regulated financial services environment.
- Experience identifying opportunities to use automation, data, and AI-enabled workflows in compliance operations, with the ability to validate AI output before relying on it.
- Strong analytical, structured problem-solving, communication, and influencing skills across regulators, bank partners, executives, and technical teams.
- Builder mindset focused on creating scalable systems rather than maintaining legacy processes.
- Bachelor’s degree required.
Nice to have
- JD or advanced degree.
Culture & Benefits
- Senior individual contributor role with no direct reports, reporting to the Director of CMS Operations.
- Inclusive, collaborative environment focused on ownership, diverse perspectives, and solving difficult problems.
- Hybrid work with local office attendance required 2–3 days per week for roles based in New York, San Francisco, or Salt Lake City.
- Relocation assistance may be available for candidates outside the listed office areas.
- Employees work across the United States, Australia, Canada, and South America.
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