Senior Compliance Associate, Personal Account Dealing (Digital Assets)

Location: New York City, NY, United States

Base pay: $132,000–$167,000 annually in the New York City area; additional performance-linked bonus, equity, and benefits may apply.

Company

hirify.global provides institutional access and infrastructure for cryptocurrency and digital asset markets, combining traditional finance with technology.

What you will do

• Review, approve, deny, or escalate employee pre-clearance requests for securities and digital asset transactions.
• Investigate suspected personal account dealing breaches, including restricted-name trading, front-running, undisclosed accounts, and holding-period violations.
• Maintain restricted and watch lists, ensure rule changes flow into pre-clearance systems, and coordinate material non-public information restrictions with Legal, Corporate Development, and business heads.
• Review gifts, entertainment, and outside business activity submissions for threshold, aggregation, bribery, inducement, and client-conflict risks.
• Support regulatory alignment, policy and procedure updates, and coverage of changing digital-asset requirements.
• Prepare pre-clearance records, breach files, attestations, and decision rationales for audits, bank partner reviews, and regulatory examinations.

Requirements

• Bachelor’s degree in Finance, Economics, Accounting, Law, Data Science, or a related field.
• 1–3 years of direct experience in personal account dealing, code of ethics, or employee compliance monitoring at a broker-dealer, asset manager, bank, proprietary trading firm, fintech, or digital asset platform.
• Experience running or administering a personal trading program is strongly preferred; experience limited to submitting requests is insufficient.
• Hands-on STAR Compliance experience is strongly preferred, including administrator-level pre-clearance rule configuration, broker and custodian data feeds, attestation campaigns, and reporting.
• Comparable platforms such as ComplySci, MyComplianceOffice, or Schwab Compliance Technologies are acceptable when the candidate configured and maintained the system rather than only used its front end.
• Exceptional attention to detail and the ability to reconstruct trading activity from incomplete records, identify undisclosed accounts, and distinguish oversight from deliberate circumvention.
• Ability to handle sensitive personal information confidentially and make, defend, and communicate difficult decisions.
• Clear verbal and written communication skills for documenting decisions and explaining personal trading expectations to non-compliance stakeholders.
• Genuine interest in digital asset markets and practical knowledge of self-custody, on-chain activity, staking, and airdrops.

Culture & Benefits

• Work spans compliance, data, market structure, digital assets, and internal and vendor-based compliance systems.
• The role supports compliance across the jurisdictions in which hirify.global operates and evolving digital-asset regulatory requirements.
• Eligible for performance-linked bonus, equity, and a competitive benefits package.
• hirify.global promotes a diverse, inclusive, equitable, and safe workplace and provides reasonable accommodation during the application process.