Associate, Compliance - Regulatory (Financial Services)

Location: Sydney, Australia

Employment type: Full time

Company

hirify.global is a global active fixed-income investment manager operating across public and private markets. hirify.global Australia manages its own fund complex, including 11 registered funds, 8 unregistered funds, 5 ETFs, and approximately 30 separate mandate clients.

What you will do

• Manage and administer the regulatory compliance programme across hirify.global Australia’s fund complex and mandate clients.
• Review marketing materials and product-related documents, and perform compliance monitoring and testing covering personal trading, e-surveillance, social media, gifts and entertainment.
• Conduct onboarding and ongoing AML/KYC checks, oversee the unit registry, and review transaction monitoring.
• Manage incidents, breaches, complaints, conflicts of interest, related-party transactions, and associated registers.
• Manage licensing applications and cessations, regulatory enquiries and reporting requirements for ASIC and AUSTRAC; prepare compliance committee and board packs and coordinate internal and external audits.
• Provide compliance advice and training, support client operational due diligence, and oversee ETF listing and continuous-disclosure obligations.

Requirements

• At least 3 years of experience in legal, compliance, or audit roles within financial services.
• Degree qualification in finance, accounting, or law.
• Strong communication and collaboration skills.
• Self-motivated, resourceful, able to take initiative, and able to work autonomously.
• Ability to work under pressure with strong organization and time-management skills.

Culture & Benefits

• High-performance and inclusive culture centered on Collaboration, Openness, Responsibility, and Excellence.
• Periodic regional coverage for other APAC offices may be required.