Senior Risk & Compliance Manager (Fintech)

Location: Melbourne, Australia

Company

Provides a global end-to-end wealth management platform integrating technology with business and investment operations for financial institutions.

What you will do

• Provide independent second-line risk and compliance advice and constructive challenge across the Australian business.
• Develop and apply the compliance framework and regulatory obligations management processes.
• Monitor regulatory developments across financial services, wealth management and superannuation, assessing their impact on the business and clients.
• Oversee regulatory change implementation, including readiness, compliance evidence, platform releases and migrations.
• Deliver risk-based compliance monitoring and second-line control reviews; challenge risk assessments, treatment plans and control effectiveness.
• Oversee incidents, breaches and remediation, support client compliance reviews and regulatory reporting, and report material matters to senior management and governance committees.

Requirements

• Strong experience in risk and/or compliance within financial services, ideally across wealth management, superannuation, platforms, custody or administration.
• Sound understanding of regulatory obligations and regulatory change within the Australian financial services environment.
• Demonstrated experience operating in a second-line risk or compliance function.
• Experience with compliance monitoring, controls assurance, incidents, breaches and remediation.
• Confidence providing constructive challenge and influencing senior stakeholders.
• Strong judgement and the ability to balance regulatory requirements with practical commercial considerations.
• Excellent communication, stakeholder management and written reporting skills.
• Proactive and collaborative approach, with the ability to manage competing priorities in a fast-paced environment.

Culture & Benefits

• Highly visible role within the Australian business with a broader APAC Risk & Compliance remit.
• Exposure to senior stakeholders, regulatory change and significant business and technology initiatives.
• Collaborative Risk & Compliance function.
• Full-time employment in Melbourne.

Hiring process

• Apply with a cover letter and CV by Friday 20 November 2026.
• Applications are shortlisted as they are received, and the advertisement may be withdrawn early.