Compliance Senior Associate (Fintech)

Compliance Senior Associate

Company: Ondo Finance

Ondo Finance builds institutional-grade, blockchain-enabled investment products and services with both a technology arm (DeFi tech) and an asset management arm that manages tokenized funds. The firm was the first to tokenize exposure to US Treasuries and is backed by leading investors; the team includes alumni from Goldman Sachs Digital Assets.

Responsibilities:

- Assist with e-communication archiving reviews to ensure adherence to firm policies.
- Provide input on and help complete Due Diligence Questionnaires (DDQs) and RFPs.
- Complete weekly, monthly, and quarterly compliance checklists accurately and on time.
- Help maintain and update the Firm's compliance manual to reflect current policies and regulatory requirements.
- Assist in preparation of risk assessments, annual reviews, and vendor reviews.
- Support responses and documentation for regulatory inquiries, third-party examinations, and internal audits.
- Maintain governance around committees, including scheduling, preparing materials, and documenting meeting notes.

Requirements:

- 5+ years experience in KYC, AML, or compliance operations within financial services or fintech.
- Deep knowledge of AML/BSA regulatory requirements, risk-based customer due diligence, and OFAC sanctions compliance.
- Strong ability to analyze situations for compliance and business risk and implement effective mitigation solutions.
- Excellent organizational skills, strong attention to detail, and ability to manage multiple deadlines.
- Strong written and verbal communication skills; able to work cross-functionally and interact with regulators, auditors, and stakeholders.
- Preferred: 2+ years of prior financial services compliance experience within a Broker-Dealer (B/D) or Registered Investment Adviser (RIA).

Benefits:

- Competitive compensation (salary, future token rights, and/or equity options)
- Full benefits (medical, vision, and dental)
- Flexible vacation policy (PTO)
- Remote-first team across many countries
- Work with experienced colleagues from top firms and leading crypto investors

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