Вакансия из Hirify Global, списка международных tech-компаний Для мэтча и отклика нужен Plus
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Зарплата и рынок
Мало
$83к-167к/год
$170к$200кмедиана$230к
По похожим ролям (49) ~ $200к/год
76
Хорошая вакансия
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В Company hidden хорошо очерчена старшая роль в комплаенсе регулируемого финтеха, с понятными задачами и хорошим пакетом льгот; высокий порог по опыту и лицензиям делает вакансию специализированной.
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Ниже рынкаРискованный секторПонятные задачиХороший пакет льгот
Оценка от Hirify AI
Мэтч & Сопровод
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Описание вакансии
Текст:
Hirify AI/Оригинал
TL;DR
Senior Compliance Associate (Fintech): Supporting the U.S. Broker Dealer compliance program through regulatory monitoring, risk assessments, surveillance, marketing reviews, and remediation with an accent on FINRA, SEC, state regulations, and broker-dealer controls. Focus on maintaining supervisory procedures, addressing KYC and sanctions flags, coordinating regulatory reporting, and responding to examinations and evolving compliance requirements.
Location: Remote, United States
Salary: $83.4K–$166.8K annual base salary, excluding bonus, equity, wellness allowance, and other benefits.
Company
hirify.global is a global crypto platform offering spot trading, margin, futures, staking, and OTC services for individual and institutional clients. hirify.global Securities is its U.S. Broker Dealer entity.
What you will do
Support the Broker Dealer compliance and risk assessment programs, including compliance testing, monitoring, surveillance, and regulatory adherence.
Oversee and remediate daily KYC, CIP, suitability, PEP, and sanctions flags while identifying policy and procedural improvements.
Maintain written supervisory procedures, surveillance and testing programs, employee education programs, and related remediation processes.
Review marketing, sales, and social communications; manage electronic communications surveillance and retention of required written communications.
Support onboarding, regulatory examinations, audits, inquiries, annual requirements, and compliance enhancements driven by regulatory or business changes.
Requirements
Series 7 and Series 24 qualifications, with the ability to obtain additional qualifications quickly.
At least 5 years of experience in a retail fintech Broker Dealer compliance department and working with regulators.
Comprehensive understanding of applicable laws, regulations, requirements, and industry practices.
Previous experience implementing a Broker Dealer compliance program.
Strategic and intuitive thinking, strong problem-solving skills, and the ability to make difficult decisions.
Ability to negotiate, collaborate, adapt to change, accept challenging assignments, work independently, and manage multiple complex projects simultaneously.
Culture & Benefits
Remote role in the United States.
Bonus program, equity program, wellness allowance, medical, dental, vision, and 401(k) benefits for eligible U.S. employees.
Work with a globally distributed organization focused on crypto and financial infrastructure.
Equal opportunity workplace committed to merit-based hiring and a diverse workforce.
Hiring process
Applications are accepted on an ongoing basis unless a specific deadline is stated.
Job-related skills or work-style assessments may be required and are considered alongside experience and interviews.
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