Назад
Company hidden
2 дня назад

Senior Compliance Associate (Fintech)

83 400 - 166 800$
Формат работы
remote (только USA)
Тип работы
fulltime
Грейд
senior
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
Для мэтча и отклика нужен Plus

Мэтч & Сопровод

Для мэтча с этой вакансией нужен Plus

Описание вакансии

Текст:
/
TL;DR
Senior Compliance Associate (Fintech): Supporting the U.S. Broker Dealer compliance program through regulatory monitoring, risk assessments, surveillance, marketing reviews, and remediation with an accent on FINRA, SEC, state regulations, and broker-dealer controls. Focus on maintaining supervisory procedures, addressing KYC and sanctions flags, coordinating regulatory reporting, and responding to examinations and evolving compliance requirements.

Location: Remote, United States

Salary: $83.4K–$166.8K annual base salary, excluding bonus, equity, wellness allowance, and other benefits.

Company

hirify.global is a global crypto platform offering spot trading, margin, futures, staking, and OTC services for individual and institutional clients. hirify.global Securities is its U.S. Broker Dealer entity.

What you will do

  • Support the Broker Dealer compliance and risk assessment programs, including compliance testing, monitoring, surveillance, and regulatory adherence.
  • Oversee and remediate daily KYC, CIP, suitability, PEP, and sanctions flags while identifying policy and procedural improvements.
  • Maintain written supervisory procedures, surveillance and testing programs, employee education programs, and related remediation processes.
  • Monitor reporting, escalation, complaint handling, issue remediation, and recurring compliance reporting.
  • Review marketing, sales, and social communications; manage electronic communications surveillance and retention of required written communications.
  • Support onboarding, regulatory examinations, audits, inquiries, annual requirements, and compliance enhancements driven by regulatory or business changes.

Requirements

  • Series 7 and Series 24 qualifications, with the ability to obtain additional qualifications quickly.
  • At least 5 years of experience in a retail fintech Broker Dealer compliance department and working with regulators.
  • Comprehensive understanding of applicable laws, regulations, requirements, and industry practices.
  • Previous experience implementing a Broker Dealer compliance program.
  • Strategic and intuitive thinking, strong problem-solving skills, and the ability to make difficult decisions.
  • Ability to negotiate, collaborate, adapt to change, accept challenging assignments, work independently, and manage multiple complex projects simultaneously.

Culture & Benefits

  • Remote role in the United States.
  • Bonus program, equity program, wellness allowance, medical, dental, vision, and 401(k) benefits for eligible U.S. employees.
  • Work with a globally distributed organization focused on crypto and financial infrastructure.
  • Equal opportunity workplace committed to merit-based hiring and a diverse workforce.

Hiring process

  • Applications are accepted on an ongoing basis unless a specific deadline is stated.
  • Job-related skills or work-style assessments may be required and are considered alongside experience and interviews.

Будьте осторожны: если работодатель просит войти в их систему, используя iCloud/Google, прислать код/пароль, запустить код/ПО, не делайте этого - это мошенники. Обязательно жмите "Пожаловаться" или пишите в поддержку. Подробнее в гайде →