Senior Analyst, Sponsor Compliance (Financial Services)

Location: Fort Mill/Charlotte, United States

Salary: $75,293.00–$125,454.00 base salary annually

Company

hirify.global is a U.S. wealth management firm providing advisor affiliation models, investment solutions, fintech tools, and practice management services to financial advisors and institutions.

What you will do

• Review, evaluate, and approve sponsor reimbursement submissions from OSJs, financial advisors, and product sponsors against firm policies and procedures.
• Partner with OSJs, advisors, product sponsors, and LPL Commissions to process approved reimbursements through commission systems.
• Provide consultative support, research issues, resolve escalated matters, and assist advisors with reimbursement documentation.
• Guide institutional clients through sponsor reimbursement and gifts-and-entertainment requirements while coordinating with stakeholders.
• Update policies and procedures, create advisor support materials and training resources, and deliver virtual training sessions and educational presentations.
• Track operational performance metrics and provide reporting for trend analysis and oversight.

Requirements

• Bachelor’s degree in Finance, Business Administration, or a related field.
• At least 3 years of experience working within compliance programs in the financial services industry.
• Intermediate experience with Excel and PowerPoint.
• Excellent analytical, organizational, and problem-solving skills.
• Strong written and verbal communication abilities.
• Ability to manage multiple priorities in a fast-paced environment.
• Proficiency with Microsoft Office Suite, including Excel, PowerPoint, and Word, and SharePoint.
• Collaborative mindset and passion for continuous improvement.

Culture & Benefits

• Collaborative, team-oriented environment focused on client support, integrity, creativity, and continuous improvement.
• 401(k) matching, health benefits, employee stock options, paid time off, and volunteer time off.
• Work includes interaction with internal and external partners, advisor offices, supervision teams, and institutional clients.