IT Financial Compliance Senior Manager (Fintech)

Location: Hybrid role based in the Menlo Park, CA, and New York, NY offices, with in-person attendance expected at least 3 days per week.

Base pay: $170,000–$200,000 USD for Zone 1 locations; $150,000–$176,000 USD for Zone 2; $133,000–$156,000 USD for Zone 3. Additional eligibility includes bonuses, equity, and benefits.

Company

Robinhood builds financial products and technology to democratize finance and support financial and regulatory compliance.

What you will do

• Design and maintain IT infrastructure controls for environment segregation, access pathways, configuration baselines, logging, and monitoring aligned with SOX and regulatory requirements.
• Partner with Platform, Infrastructure, Security, Data Engineering, Finance, and business teams to align architecture, operational processes, data pipelines, and audit evidence with control objectives.
• Assess systems, cloud platforms, data stores, security tooling, product launches, upgrades, migrations, and acquisitions for control gaps and lead remediation and IT SOX readiness.
• Lead change management and production access governance, including approvals, testing, deployments, rollback procedures, emergency changes, and least-privilege controls.
• Map reporting data flows and design controls for data reconciliation, monitoring, retention, completeness, and accuracy; oversee IT general and application control testing and remediation.
• Prepare control documentation and audit evidence, support internal and external audits, translate regulatory requirements for engineering teams, and automate control execution and evidence collection.

Requirements

• 8+ years of experience in IT audit, IT risk, IT compliance, infrastructure engineering, or a related field, with strong exposure to SOX IT general controls and application controls.
• Strong knowledge of cloud infrastructure such as AWS, GCP, or Azure, networking, identity and access management, CI/CD, and infrastructure as code.
• Hands-on experience with change management processes and tools, including version control workflows, ticketing systems, release management, and emergency change procedures.
• Experience designing or testing controls over data pipelines, including data transformations, reconciliations, and monitoring practices.
• Ability to collaborate with engineering teams to implement practical control solutions and explain control requirements in technical terms.
• Strong analytical, documentation, and project management skills, with the ability to manage multiple initiatives and deadlines.
• Clear written and verbal communication skills, including experience working with external auditors and senior stakeholders.

Culture & Benefits

• High-performing, fast-moving environment with ethics at the center of the work.
• Performance-driven compensation with bonus programs, equity ownership, and 401(k) matching.
• 100% paid employee health insurance with 90% dependent coverage, plus life, disability, fertility, and mental health benefits.
• Paid holidays, paid time off, sick time, parental leave, and a flexible lifestyle wallet for wellness and learning.
• Access to AI tools, continuous AI skill-building, and the Robinhood Employee Fund for eligible US employees.
• In-person office experience with catered meals, events, and supported workspaces.