Назад
9 дней назад

Compliance Advisory Lead (Fintech)

89 000 - 135 000$
Формат работы
hybrid
Тип работы
fulltime
Грейд
senior/lead
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Compliance Advisory Lead (Fintech): Building and scaling compliance programs for banking products with an accent on consumer protection regulations, regulatory risk assessment, and sponsor-bank oversight. Focus on translating evolving regulatory guidance into product requirements, leading audits and examinations, and designing controls for novel financial features.

Location: Menlo Park, CA; New York City, NY; or Washington, DC, with in-person attendance expected at least 3 days per week

Base pay: $89,000–$135,000 USD annually, depending on compensation zone and location; bonus, equity, and benefits are also available.

Company

Robinhood builds financial products designed to democratize finance, including banking products that help customers safely store, move, and manage money.

What you will do

  • Partner with product and engineering teams to support the design, launch, and iteration of banking products, features, and process changes.
  • Assess compliance risks under banking and consumer protection regulations, including UDAAP, Reg E, and Reg DD.
  • Review marketing materials, customer communications, and disclosures for regulatory compliance.
  • Coordinate due diligence requests and ongoing compliance activities with sponsor banks and third-party partners.
  • Maintain and improve banking compliance policies, procedures, and controls.
  • Lead regulatory, partner, and internal audits, including response coordination and remediation tracking.

Requirements

  • At least 7 years of experience in financial services compliance, with deep banking and fintech experience.
  • Hands-on experience working with bank partners and state and federal regulatory agencies.
  • Strong knowledge of UDAAP, EFTA, TISA, money transmission laws, and related banking regulations.
  • Experience designing and scaling compliance programs for consumer financial products in technology-driven environments.
  • Strong analytical, organizational, communication, and problem-solving skills.
  • Ability to assess compliance risks for novel financial features and translate regulatory guidance into actionable product requirements.

Culture & Benefits

  • High-impact work in a fast-moving, high-performing environment with ethics at the center.
  • Performance-driven compensation with bonus opportunities, equity ownership, and 401(k) matching.
  • Health insurance, employer-paid life and disability insurance, fertility benefits, and mental health benefits.
  • Paid time off, sick time, company holidays, and parental leave.
  • Flexible lifestyle wallet for wellness, learning, and other expenses.
  • Office experience with catered meals, events, and comfortable workspaces.

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