4 дня назад
AVP, Internal Audit Quality Assurance (AI)
103 721 - 172 834$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
AVP, Internal Audit Quality Assurance (AI): Enhancing internal audit quality assurance through independent engagement reviews, QAIP execution, data analytics, and AI-enabled quality review processes with an accent on audit standards, methodology compliance, and regulatory expectations. Focus on analyzing thematic trends, validating AI-generated outputs, developing executive quality reporting, and driving continuous improvement across the audit lifecycle.
Location: Fort Mill/Charlotte, United States
Salary: $103,721–$172,834 per year
Company
is a U.S. wealth management firm providing financial advisors and institutions with affiliation models, investment solutions, fintech tools, custody, and practice management services.
What you will do
- Conduct independent quality reviews of internal audit engagements using manual and AI-enabled techniques.
- Assess audit planning, risk assessment, testing, reporting, issue management, documentation, and compliance with Internal Audit Standards.
- Support and enhance the Quality Assurance and Improvement Program, including internal and external assessments.
- Develop quality metrics, dashboards, thematic analyses, and executive reporting for Internal Audit leadership.
- Provide coaching, feedback, training, and knowledge sharing on audit methodology, documentation, and AI-enabled auditing.
- Evaluate AI-assisted review workflows, establish validation controls, and support technology-enabled audit innovation.
Requirements
- Bachelor’s degree in Accounting, Finance, Business Administration, Information Systems, or a related field.
- Professional certification required, including CIA, CPA, CISA, CISSP, or PMP.
- At least 8 years of experience in Internal Audit, Quality Assurance, Risk Management, Compliance, or related financial services.
- Working knowledge of broker-dealer operations, regulatory requirements, risk and control frameworks, IIA IPPF, Internal Audit Standards, and QAIP requirements.
- Experience with data analytics, automation, and AI-enabled tools for improving audit quality and effectiveness.
- Ability to apply professional judgment to AI-generated insights and quality review outputs.
Nice to have
- Experience in broker-dealer, wealth management, banking, or another highly regulated financial services environment.
- Big Four public accounting or consulting experience.
- Experience developing audit methodologies, quality review frameworks, guidance, or training programs.
- Experience designing or implementing AI-enabled quality review workflows or automation solutions.
- Experience with audit management systems, advanced analytics, executive reporting, and continuous improvement initiatives.
Culture & Benefits
- Collaborative, team-oriented environment focused on integrity, continuous improvement, and client success.
- 401(k) matching and health benefits.
- Employee stock options and paid time off.
- Volunteer time off and additional Total Rewards benefits.
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