Principal Compliance Manager (Fintech)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Location: Hybrid, with on-site expectations of 3 days per week in Mountain View, California; Atlanta, Georgia; San Diego, California; or Washington, District of Columbia.
Base pay: $207,500–$281,000 in Mountain View; $187,500–$254,000 in San Diego; $177,500–$240,000 in Washington, DC. Additional compensation may include cash bonus, equity rewards, and benefits.
Company
is a financial technology platform offering products including TurboTax, Credit Karma, QuickBooks, and Mailchimp.
What you will do
- Serve as the senior compliance authority for U.S. money transmission laws, consumer protection regulations, AML/BSA, OFAC sanctions, and financial reporting.
- Partner with product, engineering, operations, finance, legal, risk, and business teams to embed compliance into product development and resolve issues.
- Develop policies, procedures, controls, playbooks, and oversight frameworks for money transmission and related compliance obligations.
- Own compliance risk assessments and lead monitoring, testing, control challenge, and remediation activities.
- Represent the compliance program to state and federal regulators, auditors, and bank partners during examinations and ongoing engagements.
- Prepare risk indicators, program updates, and exam-readiness assessments for senior management and executive stakeholders.
Requirements
- Bachelor's degree or equivalent experience and 8–12+ years of regulatory compliance, legal, risk, or advisory experience in fintech, payments, or financial services.
- Direct second-line compliance experience and deep expertise in U.S. state Money Transmission Laws, Reg E, UDAAP, the E-Sign Act, and FFIEC guidelines.
- Working knowledge of AML/BSA, OFAC and sanctions compliance, financial reporting, and bank partnership risk.
- Experience participating in regulatory examinations, including strategy, document production, regulator interactions, and remediation.
- Strong analytical, communication, presentation, judgment, and cross-functional leadership skills.
- Ability to work on site three days per week from Mountain View, Atlanta, San Diego, or Washington, DC.
Nice to have
- CRCM, CAMS, or equivalent certification.
- Experience with GRC tools, Jira, or SQL.
- AI-first experience using AI tools to improve compliance workflows, research, monitoring, or documentation.
- Experience with MSB compliance, bank-fintech partnerships, or multi-state licensing frameworks.
Culture & Benefits
- Work with a cross-functional compliance organization supporting financial services products.
- Competitive compensation with pay-for-performance rewards.
- Potential cash bonus, equity rewards, and benefits under applicable plans.
- Focus on diversity, inclusion, and development across the workforce.
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