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2 дня назад

Supervision Analyst

80 000 - 100 000$
Формат работы
hybrid
Тип работы
fulltime
Грейд
middle
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Supervision Analyst (Investment Compliance): Reviewing higher-risk activities, supervisory reports, and fund disbursements while preparing governance materials and maintaining audit-ready records with an accent on regulatory compliance, risk detection, and supervisory procedures. Focus on analyzing large volumes of data, identifying anomalies, following up on elevated-risk indicators, and supporting oversight across wealth management and institutional client channels.

Location: New York, NY; hybrid role. Candidates must have the right to work in the United States without current or future sponsorship.

Salary: $80,000–$100,000 per year, plus discretionary bonus and benefits.

Company

hirify.global provides investment management and wealth management services supported by supervisory and compliance functions.

What you will do

  • Prepare materials for Portfolio Manager and Wealth Advisor supervisory reviews and senior management governance meetings.
  • Document discussions, track outstanding items, and maintain accurate records for audits and regulatory examinations.
  • Review surveillance, exception, and due diligence reports using supervisory tools to identify patterns, anomalies, and elevated-risk indicators.
  • Review and approve cash and securities movements submitted through the Funds Disbursement System.
  • Provide procedural guidance to investment, sales, administrative, and internal business partners.
  • Maintain Microsoft Teams and SharePoint collaboration sites and support ad hoc supervision projects.

Requirements

  • Bachelor’s degree required.
  • FINRA Series 7, 66, and 24 or 9/10 licenses required; qualified candidates may obtain Series 24 or 9/10 within six months of hire.
  • Three to five years of experience in an investment advisory or broker-dealer environment, preferably involving supervisory principal activities.
  • Strong attention to detail, sound judgment, time management, and the ability to manage competing priorities independently.
  • Intermediate proficiency in Microsoft Word, Excel, and PowerPoint.
  • U.S. work authorization required without current or future sponsorship.

Culture & Benefits

  • Collaborative, high-impact work within the Central Supervision Group.
  • Hybrid work arrangement.
  • Paid time off, medical, dental, and vision insurance.
  • Retirement and life insurance benefits for eligible employees.
  • Opportunity to cross-train in additional supervision areas.

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