Compliance, GBM Public Compliance- Equities, Vice President, New York City

Location: New York, NY, United States

Salary: USD 100,000–250,000 annually

Company

hirify.global is a global investment banking, securities, and investment management firm headquartered in New York with offices around the world.

What you will do

• Provide day-to-day compliance coverage for Equities Sales, Trading, Strats, and Structuring teams.
• Advise business teams on firm policies, laws, regulations, and regulatory expectations.
• Assess new business initiatives and support governance and cross-divisional regulatory projects.
• Draft and maintain compliance policies, procedures, and training programs for Equities professionals.
• Assist with regulatory examinations, audits, and inquiries.
• Oversee surveillance and programmatic reviews, assess compliance risks, and support compliance action plans.

Requirements

• Bachelor’s degree.
• 6+ years of experience in Compliance, Legal, Regulatory, or Financial Services.
• Knowledge of regulations governing broker-dealers, swap dealers, and other regulated financial services entities, including SEC, CFTC, FINRA, NFA, NYSE, Nasdaq, CBOE, and ISE requirements.
• Understanding of cash equities, equity derivatives, and structured products conventions.
• Excellent written and verbal communication skills, with the ability to lead and participate in regulatory projects.
• Ability to prioritize multiple tasks and work effectively under pressure.

Culture & Benefits

• Training and development opportunities and firmwide professional networks.
• Diversity and inclusion initiatives.
• Wellness, personal finance, and mindfulness programs.
• Reasonable accommodations are available during the recruiting process for candidates with special needs or disabilities.