Regulatory Counsel (Securities Compliance)

Location: Bala Cynwyd (Philadelphia Area), Pennsylvania, United States; onsite at the headquarters

Company

hirify.global is a financial services firm with a compliance department supporting trading, technology, operations, and legal functions.

What you will do

• Advise personnel on regulatory requirements for securities, commodities, and swaps, with a focus on trading and markets.
• Assess new regulations and advise staff on their impact.
• Coordinate with the compliance department to implement and enhance the compliance framework.
• Draft written supervisory procedures and other compliance documents.
• Support responses to regulatory examinations, inquiries, and information requests from FINRA, the SEC, and other regulators.

Requirements

• At least 5 years of experience in securities law, broker-dealer compliance, or a related regulatory role.
• Working knowledge of FINRA rules, the Securities Exchange Act of 1934, and related SEC regulations.
• Strong analytical, research, and written communication skills.
• Ability to manage multiple projects and deadlines independently.
• Juris Doctor degree.

Culture & Benefits

• Direct collaboration with trading, technology, operations, legal, external regulators, and market participants.
• Immediate start.