6 дней назад
Compliance Officer/Trust Officer (Financial Services)
85 000 - 100 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance Officer/Trust Officer (Financial Services): Overseeing fiduciary compliance, AML/KYC programs, trust accounts, collective funds, and regulatory reporting with an accent on trust administration, risk mitigation, and Colorado-specific requirements. Focus on conducting compliance testing, reviewing governing documents, advising on fiduciary products, and ensuring adherence to Regulation 9 and applicable trust regulations.
Location: Denver, Colorado, United States; hybrid
Salary: USD 85,000–100,000 annual base salary, plus potential discretionary bonus and/or equity awards.
Company
SS&C provides AI-powered technology and services for financial services and healthcare organizations, combining proprietary platforms with industry expertise.
What you will do
- Oversee fiduciary compliance, AML/KYC programs, regulatory reporting, compliance testing, internal reviews, and monitoring of trust accounts and products.
- Identify and mitigate fiduciary and regulatory risks while maintaining strong internal controls with audit and risk management teams.
- Administer and oversee trust accounts, Common Trust Funds, Collective Investment Funds, and other fiduciary investment vehicles.
- Review and approve trust agreements and governing documents and ensure compliance with Regulation 9 and applicable Colorado requirements.
- Advise internal stakeholders on fiduciary risk, trust administration, and the development of new fiduciary products and specialized investment vehicles.
- Partner with tax, operations, and managed services teams and provide staff training on fiduciary responsibilities and compliance procedures.
Requirements
- Bachelor’s degree in law, business, finance, or a related field.
- At least 5 years of experience in a trust or compliance role, preferably within a financial institution.
- Strong knowledge of trust laws, fiduciary standards, AML, KYC, and related regulatory requirements.
- Experience identifying and mitigating compliance risks, with strong analytical, problem-solving, communication, and interpersonal skills.
- Ability to work in a hybrid role based in Denver, Colorado.
Nice to have
- Certified Anti-Money Laundering Specialist certification.
- Knowledge of Colorado regulations and laws governing chartered trust companies.
Culture & Benefits
- Work with financial services experts, modern platforms, and large-scale enterprise environments.
- Medical, dental, and vision coverage.
- 401(k) plan with company match.
- Paid time off, holidays, and parental leave.
- Professional development reimbursement opportunities.
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