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11 дней назад

Compliance, Global Banking & Markets Compliance, Analyst, Hong Kong

Формат работы
onsite
Тип работы
fulltime
Грейд
middle
Английский
b2
Страна
China
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Compliance, Global Banking & Markets Compliance, Analyst, Hong Kong (Equities/Regulatory Compliance): Providing real-time compliance advice and regulatory coverage for Global Markets equities businesses in Hong Kong with an accent on policy development, rule interpretation, and business-led initiatives. Focus on resolving live regulatory issues, coordinating responses to regulatory enquiries, delivering training, and supporting cross-regional compliance projects.

Location: Hong Kong, Hong Kong

Company

hirify.global is a global investment banking, securities, and investment management firm serving corporations, financial institutions, governments, and individuals.

What you will do

  • Provide real-time compliance advice on rules, regulations, and internal policies to Global Markets business personnel.
  • Support compliance coverage for Equities, including Sales, Sales Trading, Trading, Prime Brokerage, Program Trading, Direct Market Access, and Volatility Trading.
  • Represent Compliance on business-led projects and coordinate with broader Global Markets Compliance teams on regional and global initiatives.
  • Develop and update Equities policies and procedures.
  • Help design and deliver ongoing and ad hoc compliance training.
  • Assist with implementing new regulations and coordinating responses to regulatory enquiries.

Requirements

  • Degree-level education or equivalent, unless relevant work experience is demonstrated.
  • 3+ years of relevant experience in an advisory compliance function covering Equities.
  • Relevant experience in an Equities compliance advisory role and a good understanding of regional rules and regulations.
  • Ability to work independently, collaborate effectively, manage multiple priorities, and remain calm under pressure.
  • Proactive, self-motivated, organised, assertive, and able to solve problems and resolve conflicts.

Nice to have

  • Business Mandarin speaking and Chinese reading ability.

Culture & Benefits

  • Collaborative work with salespeople, traders, compliance professionals, and legal professionals in and outside Hong Kong.
  • Professional development through training and development opportunities.
  • Wellbeing, resilience, personal finance, and mindfulness programmes.
  • Supportive workspaces, ergonomic services, and reasonable accommodations during recruitment.

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