11 дней назад
Compliance, Global Banking & Markets Compliance, Analyst, Hong Kong
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Compliance, Global Banking & Markets Compliance, Analyst, Hong Kong (Equities/Regulatory Compliance): Providing real-time compliance advice and regulatory coverage for Global Markets equities businesses in Hong Kong with an accent on policy development, rule interpretation, and business-led initiatives. Focus on resolving live regulatory issues, coordinating responses to regulatory enquiries, delivering training, and supporting cross-regional compliance projects.
Location: Hong Kong, Hong Kong
Company
is a global investment banking, securities, and investment management firm serving corporations, financial institutions, governments, and individuals.
What you will do
- Provide real-time compliance advice on rules, regulations, and internal policies to Global Markets business personnel.
- Support compliance coverage for Equities, including Sales, Sales Trading, Trading, Prime Brokerage, Program Trading, Direct Market Access, and Volatility Trading.
- Represent Compliance on business-led projects and coordinate with broader Global Markets Compliance teams on regional and global initiatives.
- Develop and update Equities policies and procedures.
- Help design and deliver ongoing and ad hoc compliance training.
- Assist with implementing new regulations and coordinating responses to regulatory enquiries.
Requirements
- Degree-level education or equivalent, unless relevant work experience is demonstrated.
- 3+ years of relevant experience in an advisory compliance function covering Equities.
- Relevant experience in an Equities compliance advisory role and a good understanding of regional rules and regulations.
- Ability to work independently, collaborate effectively, manage multiple priorities, and remain calm under pressure.
- Proactive, self-motivated, organised, assertive, and able to solve problems and resolve conflicts.
Nice to have
- Business Mandarin speaking and Chinese reading ability.
Culture & Benefits
- Collaborative work with salespeople, traders, compliance professionals, and legal professionals in and outside Hong Kong.
- Professional development through training and development opportunities.
- Wellbeing, resilience, personal finance, and mindfulness programmes.
- Supportive workspaces, ergonomic services, and reasonable accommodations during recruitment.
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