9 дней назад
Senior Analyst, Business Controls (Asset Management Compliance)
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Analyst, Business Controls (Asset Management Compliance): Performing tier-one investment compliance monitoring, controls testing, risk assessments, and regulatory reporting for mutual fund and other asset management portfolios with an accent on regulatory requirements, due diligence, and actionable compliance analytics. Focus on investigating control effectiveness, identifying emerging risks, and delivering accurate review results within strict deadlines.
Location: Toronto, ON; work arrangement includes on-site and remote work, with the proportion discussed during the interview
Company
is a relationship-oriented bank providing financial services and asset management solutions.
What you will do
- Perform tier-one investment compliance monitoring for mutual funds, sub-advisor funds, and other portfolios managed by CAMI.
- Conduct controls testing, risk assessments, due diligence, and continuous compliance reviews.
- Monitor adherence to legal and regulatory requirements, corporate policies, and portfolio management guidelines.
- Investigate control effectiveness, document review results, and identify significant changes, emerging trends, and risks.
- Prepare accurate reports for regulatory reporting within strict deadlines.
Requirements
- More than 5 years of experience performing complex tier-one asset management compliance reviews.
- Experience with controls testing, regulatory compliance, regulatory requirements, risk management, and regulatory reporting.
- Ability to assess time-sensitive requests and prioritize work in a fast-paced environment.
- Strong independent and critical thinking skills, with the ability to make informed decisions and document complex situations.
- Experience building relationships with internal and external Business Controls partners.
- Legal eligibility to work in Canada at the specified location; a valid work or study permit may be required where applicable.
Culture & Benefits
- Competitive salary and incentive pay.
- Banking benefits, an employee benefits program, and a defined benefit pension plan.
- Employee share purchase plan, vacation, wellbeing support, and a points-based recognition program.
- Professional growth and development opportunities, including a paid Purpose Day.
- Inclusive and accessible candidate and workplace environment.
Hiring process
- Interviews include discussion of the work arrangement and may include an attribute-based assessment or other skills tests.
- Additional assessments may include simulations, coding, or French proficiency testing where applicable.
- Artificial intelligence tools may be used during recruitment.
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