Internal Audit, Global Markets Auditor, Associate/Vice President, London

Location: London, United Kingdom; the Global Markets team is based in Birmingham and supports EMEA.

Company

hirify.global is a global investment banking, securities, and investment management firm founded in 1869, headquartered in New York, with offices worldwide.

What you will do

• Audit Global Markets business areas, Fixed Income and Equities products, and supporting functions across EMEA.
• Develop and maintain an in-depth understanding of Global Markets products, operations, and control processes.
• Use data analytics and computer-assisted audit tools to support audits and risk assessments.
• Contribute to audit scoping, planning, fieldwork, documentation, reporting, and control design assessments.
• Identify risks, assess mitigating controls, execute audit testing, and recommend improvements to the control environment.
• Present audit conclusions and findings to management, follow up on open issues, and support Internal Audit improvement initiatives.

Requirements

• Approximately 7 or more years of experience auditing controls in internal audit, consulting, a regulatory body, compliance testing, risk, or a related control function.
• Project management experience, including oversight and leadership of junior staff.
• Thorough understanding of market, credit, liquidity, operational, and model risk management, as well as financial products.
• Knowledge of financial markets rules and regulations, including CFTC, FINRA, Volcker, and SEC requirements.
• Strong analytical, organizational, ownership, and accountability skills with the ability to work under minimal supervision.
• Graduate degree preferred; relevant certifications or industry accreditations such as ACA, CAMS, CIA, or CFA are advantageous.

Culture & Benefits

• Training and development opportunities and firmwide professional networks.
• Benefits, wellness, personal finance offerings, and mindfulness programs.
• Commitment to diversity, inclusion, and reasonable accommodations during recruitment.