8 дней назад
Prospectus Operations Manager (Financial Services)
111 000 - 129 000CAD
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Prospectus Operations Manager (Financial Services): Managing retail, institutional, mutual fund, ETF, and pooled fund offering processes with an accent on disclosure documents, regulatory filings, product launches, renewals, and legal coordination. Focus on building filing schedules, coordinating lawyers and external providers, managing ETF listing and CUSIP processes, and maintaining accurate product and contract documentation.
Location: Flexible hybrid schedule in Toronto at 483 Bay Street, moving to the Mississauga office at 3 Robert Speck Parkway in approximately late 2026. Current work authorization for Canada is required.
Salary: CAD 111,000–129,000 total annual cash compensation, including base salary and target performance bonus.
Company
provides investment portfolios and services to Canadian individuals and institutions.
What you will do
- Manage offering document processes for mutual funds, ETFs, institutional products, private funds, and public investment funds.
- Draft offering documents, create filing timetables, coordinate business-unit inputs, and manage renewal and amendment workflows.
- Coordinate lawyers, legal translators, internal stakeholders, external providers, board operations, and the board of directors.
- Oversee ETF listing applications, ticker reservations, CUSIP administration, tax and auditor reviews, and comment-letter responses.
- Prepare board materials and maintain material contracts, dealer agreements, designated broker agreements, and offering document records.
- Support marketing material reviews, MRFP reviews, corporate actions, fund investment document execution, and institutional compliance certificate reviews.
Requirements
- Current authorization to work in Canada.
- At least 3 years of experience with retail or institutional fund and account offering disclosures, or project management experience combined with at least 3 years of legal experience at a large financial institution or law firm.
- University degree or equivalent work experience.
- Strong written, verbal, interpersonal, collaboration, and teamwork skills.
- Excellent project management skills, attention to detail, and a commitment to quality and process improvement.
- Proficiency with Microsoft Word and Workshare Compare.
Nice to have
- Canadian Securities Law Course.
- IFIC Mutual Fund Course.
Culture & Benefits
- Flexible working arrangements, including remote, hybrid, and in-office options.
- Group RRSP contributions after six months without an employee matching requirement.
- Employer-paid health benefits from the first day, including up to CAD 6,000 annually for mental health services and therapy.
- Parental leave top-up to 100% of salary for 25 weeks.
- Home office equipment allowance of up to CAD 650 and generous paid time off.
- Professional development through training courses, tuition reimbursement, and designation completion rewards.
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