7 дней назад
Sr Regional Branch Manager - Canada
82 000 - 92 000CAD
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Sr Regional Branch Manager - Canada (Regulatory Compliance/Financial Services): Conducting branch supervision reviews, regulatory oversight, and training for Approved Persons across Canada with an accent on compliance controls, mutual fund transactions, and complex supervisory decisions. Focus on travelling to branch locations, reviewing sales activity, supporting registered representatives, and maintaining adherence to CIRO and company requirements.
Location: Toronto, Ontario, Canada; hybrid with 50% travel to branch locations throughout Canada.
Salary: CAD 82,000–92,000 annually.
Company
is an international financial services company providing insurance, retirement, investment, and employee benefit solutions through a broad agent network.
What you will do
- Travel to branch locations throughout Canada and conduct supervisory reviews.
- Prepare timely reports and updates for key stakeholders.
- Collaborate with Regional Branch Managers to identify training needs and deliver training to Approved Persons.
- Supervise Approved Person sales transactions and provide enhanced supervision where required.
- Interact with clients in a licensed capacity to facilitate transactions when an Approved Person is unavailable.
- Provide regulatory guidance, compliance support, and assistance with department projects.
Requirements
- Five years of experience in the insurance or financial services industry.
- Two years of compliance or supervision experience with a CIRO-registered dealer or related financial services experience.
- Experience conducting supervision reviews or audits for financial industry firms, with sound judgment in complex situations.
- Ability to travel daily and for extended periods to branch locations throughout Canada.
- Mutual fund or securities licensing with Branch Manager proficiency; required Ontario licenses must be held or obtained within 60 days of hire.
- Life License Qualification Program completion and a Life Insurance License, or the ability to obtain them within 12 months of hire; valid driver’s license required.
Nice to have
- College diploma or university degree.
- Additional experience in the financial services industry.
Culture & Benefits
- Hybrid work arrangement with regular travel to branch locations.
- Paid time off, paid holidays, and sick days.
- Medical, dental, vision, disability, pension, and 401(k) match benefits.
- Parental leave, adoption assistance, employee assistance, and backup care programs.
- Tuition reimbursement, career training, wellness programs, employee resource groups, and inclusion and diversity programs.
- Eligible employees may receive bonuses, referral rewards, and employee recognition benefits.
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