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2 дня назад

Compliance Education Coordinator

70 000 - 80 000$
Формат работы
hybrid
Тип работы
fulltime
Грейд
junior
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Compliance Education Coordinator (Securities Compliance): Designing and delivering annual compliance training programs, field bulletins, newsletters, and policy materials for Home Office employees and securities-licensed field agents with an accent on regulatory education, training coordination, and compliance communications. Focus on managing required training completion, addressing licensing and compliance risks, coordinating executive and subject-matter-expert reviews, and responding to complex compliance questions.

Location: Hybrid in Duluth, Georgia, with 3 days onsite and 2 days remote each week

Salary: $70,000–$80,000 annually

Company

hirify.global provides financial services and supports a large sales force through regulated securities and compliance operations.

What you will do

  • Design, coordinate, and implement annual compliance training for Home Office employees and field agents.
  • Conduct training needs analyses, prepare scripts and program outlines, coordinate filming, and manage rollout to the field.
  • Track training completion, address negative attestations, and coordinate suspension or termination processes for representatives who fail to complete required training.
  • Develop and publish compliance newsletters, securities bulletins, event materials, and updates to the Compliance Page.
  • Edit and coordinate updates to Firm Written Supervisory Procedures and lead annual reviews of primary procedures.
  • Respond to compliance questions involving licensing, customer complaints, supervision, registrations, forms, policies, and related securities matters.

Requirements

  • Bachelor’s degree in Communications, English, Finance, or equivalent experience.
  • At least 1 year of experience managing projects and coordinating with multiple departments and employee levels.
  • FINRA SIE, Series 6/7, and Series 24/26 licenses, or the ability to obtain them within 150 days of hire.
  • Strong analytical, research, writing, communication, interpersonal, organizational, and judgment skills.
  • Ability to manage multiple priorities, work independently and collaboratively, research complex issues, and propose solutions.
  • Working knowledge of Microsoft Office products, including Word and Excel.

Nice to have

  • FINRA Series 65/66 license.
  • Experience with FINRA, the SEC, or state Departments of Insurance.

Culture & Benefits

  • Day-one health, dental, and vision insurance.
  • 401(k) plan with employer match.
  • Vacation, sick, holiday, and volunteer time off.
  • Life and disability insurance, Flexible Spending Account, and Health Savings Account.
  • Professional development, tuition reimbursement, and company-sponsored social and philanthropy events.

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