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1 день назад

Regulatory And Compliance - Associate (Regulatory Reporting)

70 000 - 95 000$
Формат работы
hybrid
Тип работы
fulltime
Грейд
middle
Английский
b2
Страна
US
Вакансия из списка Hirify.GlobalВакансия из Hirify Global, списка международных tech-компаний
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Описание вакансии

Текст:
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TL;DR
Regulatory And Compliance - Associate (Regulatory Reporting): Preparing U.S. and international regulatory filings and strengthening compliance reporting processes with an accent on Form ADV, Form PF, private fund filings, and data quality. Focus on analyzing regulatory developments, coordinating stakeholders, and improving operational readiness, scalability, and reporting efficiency.

Location: Greenwich, Connecticut, United States; hybrid schedule with office work Monday–Thursday and remote work available on Friday

Salary: $70,000–$95,000 base salary per year, plus equity for full-time employees and an annual performance bonus

Company

hirify.global operates a regulatory and compliance function supporting investment advisory and alternative investment activities.

What you will do

  • Collect and aggregate data from business teams for U.S. and international regulatory filings.
  • Prepare filings including Form ADV, Form PF, BE-185, Form SLT, Form 45-106F1, and Regulation D and blue-sky filings.
  • Develop, update, and implement procedures for robust regulatory reporting processes.
  • Monitor federal, state, international, and industry-wide compliance developments and assess their impact on reporting requirements.
  • Inform senior management about material regulatory or operational changes.
  • Collaborate with internal and external stakeholders to improve data quality, scalability, operational readiness, and efficiency.

Requirements

  • 2–5 years of registered investment adviser experience, preferably preparing regulatory filings.
  • Experience with alternative investments and compliance restrictions related to private placements and private fund SEC filings.
  • Ability to lead discussions and initiatives with senior internal and external stakeholders.
  • Ability to manage multiple deadlines and projects in an organized, detail-oriented manner.
  • Strong interpersonal and leadership skills, with the ability to learn new topics in an evolving business environment.
  • Proficiency in Microsoft Excel and Microsoft Word, with the aptitude to learn additional technologies quickly.

Culture & Benefits

  • Hybrid work arrangement with remote work available on Fridays.
  • Equity for all full-time employees and an annual performance bonus.
  • Employer-matched retirement plan.
  • Subsidized healthcare, including employer-paid dental, vision, telemedicine, and virtual mental health counseling.
  • Parental leave and unlimited paid time off.

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