3 дня назад
Senior Auditor (US Wealth Management)
90 000 - 120 000$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Senior Auditor (US Wealth Management) (Internal Audit/Risk Management): Executing risk-based audits across wealth management and Private, Personal & Digital functions with an accent on internal controls, regulatory compliance, and operating effectiveness. Focus on assessing complex control environments, documenting audit observations, validating remediation, and managing multiple audit assignments.
Location: New York, NY; hybrid work arrangement with 2+ days per week on-site
Salary: $90,000–$120,000 USD per year, based on experience, qualifications, and location; incentive compensation may also be available.
Company
is a relationship-oriented bank providing financial services and supporting clients through banking, wealth management, and digital capabilities.
What you will do
- Plan and execute risk-based audits across Wealth Management and Private, Personal & Digital functions.
- Assess business risks, governance, processes, and the design and operating effectiveness of internal controls.
- Identify and communicate control weaknesses, regulatory compliance gaps, emerging risks, and process inefficiencies.
- Prepare audit observations and reports while supporting continuous monitoring and issue validation.
- Collaborate with front-office, middle-office, back-office, business management, and control partners.
- Manage multiple audit assignments and contribute to improvements in audit processes.
Requirements
- Experience planning and executing audits within a large financial institution.
- Strong knowledge of auditing practices, internal controls, regulatory requirements, and risk management.
- Experience or knowledge in wealth management, including fiduciary administration, investment management, middle-office services, or wealth operations.
- Bachelor’s degree or equivalent business experience in Business, Accounting, Finance, Law, or a related field.
- Strong critical thinking, analytical, investigation, and written and verbal communication skills.
- Legal eligibility to work in the specified location is required; employment sponsorship is not available.
Nice to have
- CPA, CIA, CFIRS, or MBA designation.
Culture & Benefits
- Inclusive work environment centered on trust, teamwork, and accountability.
- Medical, dental, vision, health savings account, life insurance, disability coverage, paid time off, holidays, and 401(k).
- Competitive salary, incentive pay, banking benefits, vacation offering, and wellbeing support.
- Professional growth opportunities, recognition programs, and a paid Purpose Day.
Hiring process
- An attribute-based assessment and additional skills tests may be required, including simulation, coding, or MS Office assessments.
- Accommodation is available during the candidate experience upon request.
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