Senior Audit Manager (Financial Services)

Location: Minneapolis, Minnesota, United States; employees work in the office at least four days per week and may work from home one day per week.

Base salary: $122,400–$168,300 per year, with potential variable compensation and benefits.

Company

A diversified financial services organization providing financial planning, asset management, insurance, and related services to individual, small business, and institutional clients.

What you will do

• Plan and execute complex internal audit, SOX, MAR, and FDICIA compliance activities.
• Evaluate risk management, control, and governance processes and identify control deficiencies.
• Assess exposure and significance, recommend cost-effective corrective actions, and monitor management action plans.
• Lead and supervise audit and Risk and Control Services projects, managing scope, schedules, and deliverables.
• Coordinate with control groups, communicate roadblocks, and ensure work is completed on time.
• Present audit objectives and results to management and recommend improvements to risk and control processes.

Requirements

• Bachelor’s degree and 5+ years of professional experience.
• Experience leading multiple projects and coordinating with control groups.
• Knowledge of multiple lines of business or a critical subject matter area.
• Ability to transfer knowledge and develop audit and business skills in others.
• Solid knowledge and application of control and audit theory.
• Valid United States work authorization is required; visa sponsorship is not available.

Nice to have

• Finance or accounting degree.
• CIA, CISA, CPA, or CFSA certification.
• Financial services experience.

Culture & Benefits

• In-person collaboration is expected at least four days per week.
• Flexibility to work from home one day per week, subject to role-specific requirements.
• Benefits include vacation, sick time, 401(k), and health, dental, and life insurance.
• Additional compensation may include bonuses, commissions, or long-term incentives.