4 дня назад
Audit Specialist - Asset & Wealth Management (Financial Services)
114 700 - 194 900$
Мэтч & Сопровод
Для мэтча с этой вакансией нужен Plus
Описание вакансии
Текст:
TL;DR
Audit Specialist - Asset & Wealth Management (Financial Services): Conducting risk-based audits across asset management and wealth management activities with an accent on internal controls, regulatory requirements, and emerging risk identification. Focus on evaluating governance and control effectiveness, applying data-driven audit techniques, and developing audit scopes, testing strategies, and executive reporting.
Location: Chicago, IL, United States; hybrid model with time split between the office and home
Salary: $114,700–$194,900 USD annually
Company
provides wealth management, asset servicing, asset management, and banking services to individuals, families, corporations, and institutions.
What you will do
- Develop and execute risk-based audit coverage across Asset Management and Wealth Management activities.
- Serve as a subject matter resource for audits involving investment management, fiduciary services, portfolio administration, client servicing, and related processes.
- Participate in audits, risk assessments, issue validations, continuous monitoring, advisory engagements, thematic reviews, and special projects.
- Evaluate governance, risk management activities, regulatory compliance, and internal control design and effectiveness.
- Analyze audit results, emerging risks, trends, and control weaknesses using data-driven techniques.
- Prepare audit reports, executive summaries, and committee materials while partnering with managers, senior specialists, directors, and business stakeholders.
Requirements
- Bachelor’s degree in Accounting, Finance, Business, Information Systems, Economics, or a related field.
- 10+ years of experience in internal audit, risk management, compliance, public accounting, or financial services.
- Working knowledge of internal auditing standards, risk management principles, and internal control frameworks.
- Understanding of Asset Management and Wealth Management products, services, operations, and risks.
- Strong analytical, problem-solving, report-writing, presentation, communication, organizational, and project management skills.
- Must be authorized to work in the United States without current or future employment-based visa sponsorship.
Nice to have
- Experience auditing or assessing Asset Management and/or Wealth Management activities.
- Experience as a lead auditor, senior auditor, audit manager, risk specialist, or subject matter expert.
- Professional certification such as CPA, CIA, CISA, CFA, or equivalent.
- Knowledge of data analytics and technology-enabled audit techniques.
Culture & Benefits
- Flexible and collaborative working culture with an established history of financial strength and stability.
- Opportunities for internal mobility, accessible senior leadership, and inclusive workplace initiatives.
- Retirement benefits including 401(k) and pension, plus medical, dental, vision, spending accounts, and disability coverage.
- Paid time off, parental and caregiver leave, life and accident insurance, and well-being benefits.
- Discretionary bonus program that may include an equity component.
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